RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• B••••••••• L•••••
- P••• I••••••••• L•• asset manager currentsince Aug 17, 2026 · Indianapolis, In
- L•••• A••••• • C•• L•• asset managerNov 25, 2022 to Jul 22, 2026 · Jersey City, Nj
- P••• I••••••••• L•• asset managerFeb 2, 2010 to Sep 28, 2022 · Indianapolis, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 20, 2005 to Jul 31, 2009 · New York, Ny
- L•••• A••••• • C•• L•• to P••• I••••••••• L••left Jul 22, 2026, registered Aug 17, 2026 (26 days) · Other
- P••• I••••••••• L•• to L•••• A••••• • C•• L••left Sep 28, 2022, registered Nov 25, 2022 (58 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• I••••••••• L••left Jul 31, 2009, registered Feb 2, 2010 (186 days) · Other
- S•••••• B••••••••• L••••• left L•••• A••••• • C•• L•• for P••• I••••••••• L•• (registered 2026-08-17)Jul 22, 2026 · Advisor changed firm · fact
- S•••••• B••••••••• L••••• left P••• I••••••••• L•• for L•••• A••••• • C•• L•• (registered 2022-11-25)Sep 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address