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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

DALE ANDREW PHILLIPS

Advisor at FORTITUDE FAMILY OFFICE

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:fafe8cfd-1dd9-73f6-ef59-078349068318

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Mar 13, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Dale Andrew Phillips

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FORTITUDE FAMILY OFFICE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S65
First exam: Mar 12, 2009
First registration: Mar 13, 2009
Dual registered: no
Other names: DREW PHILLIPS
IAPD individual key: 5610375

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FORTITUDE FAMILY OFFICE	Independent wealth	Jan 21, 2022	n/a	yes	SCOTTSDALE, AZ	Current employment
TARBOX FAMILY OFFICE, INC.	Independent wealth	Apr 27, 2020	Nov 4, 2021	no	PHOENIX, AZ	Previous registration
MRA ASSOCIATES	Former SEC adviser	Apr 23, 2014	Feb 6, 2020	no	PHOENIX, AZ	Previous registration
Keatsconnelly	Former SEC adviser	Apr 9, 2009	Mar 25, 2014	no	PHOENIX, AZ	Previous registration
CROSS BORDER TAX & ACCOUNTING, LLC	n/a	Mar 13, 2009	Oct 21, 2011	no	PHOENIX, AZ	Previous registration
KEATS CONNELLY AND ASSOCIATES INC.	n/a	Mar 13, 2009	Dec 31, 2009	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TARBOX FAMILY OFFICE, INC.	FORTITUDE FAMILY OFFICE	Nov 4, 2021	Jan 21, 2022	78	Firm change	RIA to new firm
MRA ASSOCIATES	TARBOX FAMILY OFFICE, INC.	Feb 6, 2020	Apr 27, 2020	81	Firm change	RIA to RIA
Keatsconnelly	MRA ASSOCIATES	Mar 25, 2014	Apr 23, 2014	29	Firm change	Other
CROSS BORDER TAX & ACCOUNTING, LLC	Keatsconnelly	Oct 21, 2011	Apr 9, 2009	-925	Firm change after gap	Other
KEATS CONNELLY AND ASSOCIATES INC.	CROSS BORDER TAX & ACCOUNTING, LLC	Dec 31, 2009	Mar 13, 2009	-293	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106079:317615:AZ:2021-11-04	Nov 4, 2021	Jan 21, 2022	PHOENIX, AZ	Firm change

Relationships

Registered with (6)

→ FORTITUDE FAMILY OFFICERegistered adviserregistration: current employment
Jan 21, 2022 to presentfactForm ADV
→ TARBOX FAMILY OFFICE, INC.Registered adviserregistration: previous registration
Apr 27, 2020 to Nov 4, 2021factForm ADV
→ MRA ASSOCIATESRegistered adviserregistration: previous registration
Apr 23, 2014 to Feb 6, 2020factForm ADV
→ KEATSCONNELLYRegistered adviserregistration: previous registration
Apr 9, 2009 to Mar 25, 2014factForm ADV
→ CROSS BORDER TAX & ACCOUNTING, LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Oct 21, 2011factForm ADV
→ KEATS CONNELLY AND ASSOCIATES INC.Registered adviserregistration: previous registration
Mar 13, 2009 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.