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Advisor at SHAW FINANCIAL SOLUTIONS LLC
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SHAW FINANCIAL SOLUTIONS LLC | State registered | Jan 29, 2024 | n/a | yes | CORAL GABLES, FL | Current employment |
| PRECISE INVESTMENT MANAGEMENT, INC. | Independent wealth | May 17, 2022 | Jun 11, 2024 | no | HIGHLAND PARK, IL|Coral Gables, FL | Previous registration |
| INSIGHT SECURITIES, INC. | Mixed wealth | Jun 30, 2009 | Oct 14, 2024 | no | CORAL GABLES, FL|Fort Mill, SC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 26, 2004 | Jun 22, 2009 | no | MIAMI, FL|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INSIGHT SECURITIES, INC. | PRECISE INVESTMENT MANAGEMENT, INC. | Oct 14, 2024 | May 17, 2022 | -881 | Channel change | RIA to RIA |
| PRECISE INVESTMENT MANAGEMENT, INC. | SHAW FINANCIAL SOLUTIONS LLC | Jun 11, 2024 | Jan 29, 2024 | -134 | Firm change after gap | RIA to state RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | INSIGHT SECURITIES, INC. | Jun 22, 2009 | Jun 30, 2009 | 8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 5611:282557:SC:2024-10-14 | Oct 14, 2024 | May 17, 2022 | FORT MILL, SC | Firm change after gap |