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Advisor at SECONDMARKET FINANCIAL, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECONDMARKET FINANCIAL, LLC | Asset manager | May 11, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC | State registered | Nov 28, 2023 | Jan 1, 2025 | no | NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 19, 2020 | Apr 11, 2022 | no | WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC | SECONDMARKET FINANCIAL, LLC | Jan 1, 2025 | May 11, 2026 | 495 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC | Apr 11, 2022 | Nov 28, 2023 | 596 | Firm change after gap | Wirehouse to state RIA |