DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Blake Lawrence Weltmann
Feed of 09/14/2026
Also filed as Blake Lawrence Weltmann
At current firm
0 y
since May 11, 2026
In the industry
10 y
since Jul 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Secondmarket Financial, LLC asset manager currentsince May 11, 2026 · New York, Ny
- Spartan Capital Private Wealth Management LLC state registeredNov 28, 2023 to Jan 1, 2025 · New York, Ny
- UBS Financial Services Inc. wirehouseOct 19, 2020 to Apr 11, 2022 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- Spartan Capital Private Wealth Management LLC to Secondmarket Financial, LLCleft Jan 1, 2025, registered May 11, 2026 (495 days) · Other
- UBS Financial Services Inc. to Spartan Capital Private Wealth Management LLCleft Apr 11, 2022, registered Nov 28, 2023 (596 days) · Wirehouse to a state-registered adviser
Signals
- Blake Lawrence Weltmann left Spartan Capital Private Wealth Management Llc for Secondmarket Financial, Llc (registered 2026-05-11)Jan 1, 2025 · Advisor changed firm · fact
- Blake Lawrence Weltmann left Ubs Financial Services Inc. for Spartan Capital Private Wealth Management Llc (registered 2023-11-28)Apr 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address