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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WINNING POINTS ADVISORS, L.L.C.

CRD 118077

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb0ac543-38c7-f77c-ffd6-afaef6cd2f0b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 1, 2013 to Mar 31, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.14 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $173MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $173M
Private client RAUM: $149MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $173Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 326
Individual clients: 183
High net worth clients: 25
SEC number: 801-78654
CRD: 118077
Filings on the tape: 31
First filed: Oct 1, 2013
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, FL
Website: thewinningpoints.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES SUTCLIFFE STOLL	n/a	BOCA RATON, FL	4	46	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STOLL, CHARLES, SUTCLIFFE	MANAGING MEMBER/CCO	E	yes	08/1989	Oct 1, 2013	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$173M	$173M	2	2	0	n/a	n/a
2024	Apr 1, 2025	$176M	$176M	2	2	0	n/a	n/a
2023	Mar 21, 2024	$158M	$158M	2	2	0	n/a	n/a
2022	Mar 31, 2023	$132M	$132M	2	2	0	n/a	n/a
2021	Mar 30, 2022	$252M	$252M	2	2	0	n/a	n/a
2020	Mar 29, 2021	$232M	$232M	2	2	0	n/a	n/a
2019	May 12, 2020	$269M	$269M	3	3	0	n/a	n/a
2018	Mar 29, 2019	$208M	$208M	7	3	1	n/a	n/a
2017	Mar 31, 2018	$242M	$242M	7	3	1	n/a	n/a
2016	Mar 26, 2017	$200M	$200M	4	3	n/a	n/a	n/a
2015	Mar 17, 2016	$144M	$144M	4	3	n/a	n/a	n/a
2014	Mar 30, 2015	$129M	$129M	5	3	n/a	n/a	n/a
2013	Feb 24, 2014	$102M	$102M	5	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$173M	$176M	-1.8%	$132M	9.5%	2	2	0	0

Relationships

Registered with (2)

← CHARLES SUTCLIFFE STOLLAdvisorregistration: current employment
Mar 28, 2022 to presentfactForm ADV
← DOUGLAS DEAN ALDENAdvisorregistration: previous registration
Nov 4, 2015 to Dec 31, 2025factForm ADV

Controls (1)

← STOLL, CHARLES, SUTCLIFFEOwnerMANAGING MEMBER/CCO, ownership code E, individual
Oct 1, 2013 to Mar 21, 2024factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor departed, no destination yet
Douglas Dean Alden no longer registered at Winning Points Advisors, L.L.C.; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Winning Points Advisors, L.L.C. reported RAUM $131.7M, down 48% from $251.9M (2022-11-04 to 2023-03-31)
Form ADVobserved 6 days ago
$-120M
Occurred
Oct 1, 2013
First Form ADV filing
Winning Points Advisors, L.L.C. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb0ac543-38c7-f77c-ffd6-afaef6cd2f0b
First observed: Oct 1, 2013
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINNING POINTS ADVISORS, L.L.C.

CRD 118077

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb0ac543-38c7-f77c-ffd6-afaef6cd2f0b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:37 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES SUTCLIFFE STOLL

n/a

BOCA RATON, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STOLL, CHARLES, SUTCLIFFE

MANAGING MEMBER/CCO

yes

08/1989

Oct 1, 2013

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$173M

n/a

2024

Apr 1, 2025

$176M

n/a

2023

Mar 21, 2024

$158M

n/a

2022

Mar 31, 2023

$132M

n/a

2021

Mar 30, 2022

$252M

n/a

2020

Mar 29, 2021

$232M

n/a

2019

May 12, 2020

$269M

n/a

2018

Mar 29, 2019

$208M

n/a

2017

Mar 31, 2018

$242M

n/a

2016

Mar 26, 2017

$200M

n/a

2015

Mar 17, 2016

$144M

n/a

2014

Mar 30, 2015

$129M

n/a

2013

Feb 24, 2014

$102M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$173M

$176M

-1.8%

$132M

9.5%