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RIA / WealthAdvisor34 years in industry

DOUGLAS DEAN ALDEN

Advisor at LIBERATED INVESTOR ADVISORS, LLC

OLD FORT, NC

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Search this name across graphsid dfx:ria:af449472-f126-1ef7-e49d-90fd10785c7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIBERATED INVESTOR ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 9, 1992
First registration: Feb 26, 2001
Dual registered: no
Other names: DOUG ALDEN
IAPD individual key: 1029891

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIBERATED INVESTOR ADVISORS, LLC	State registered	Jun 18, 2007	n/a	yes	OLD FORT, NC	Current employment
WINNING POINTS ADVISORS, L.L.C.	Independent wealth	Nov 4, 2015	Dec 31, 2025	no	OLD FORT, NC\|BOCA RATON, FL	Previous registration
EFFICIENT ADVISORS	Former SEC adviser	Jun 25, 2015	Jun 1, 2026	no	OLD FORT, NC\|ASHEVILLE, NC\|MASON, OH	Previous registration
OSAIC FS, INC.	Former SEC adviser	Aug 4, 2005	Jun 14, 2007	no	ASHEVILLE, NC	Previous registration
WINNING POINTS ADVISORS, L.L.C.	Independent wealth	Feb 26, 2001	Aug 2, 2005	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EFFICIENT ADVISORS	WINNING POINTS ADVISORS, L.L.C.	Jun 1, 2026	Nov 4, 2015	-3,862	Firm change after gap	Other
WINNING POINTS ADVISORS, L.L.C.	n/a	Dec 31, 2025	n/a	n/a	Departure no registered destination	Departure
OSAIC FS, INC.	LIBERATED INVESTOR ADVISORS, LLC	Jun 14, 2007	Jun 18, 2007	4	Firm change	Other
WINNING POINTS ADVISORS, L.L.C.	OSAIC FS, INC.	Aug 2, 2005	Aug 4, 2005	2	Firm change	Other

Relationships

Registered with (4)

→ LIBERATED INVESTOR ADVISORS, LLCRegistered adviserregistration: current employment
Jun 18, 2007 to presentfactForm ADV
→ EFFICIENT ADVISORSRegistered adviserregistration: previous registration
Jun 25, 2015 to Jun 1, 2026factForm ADV
→ WINNING POINTS ADVISORS, L.L.C.Registered adviserregistration: previous registration
Nov 4, 2015 to Dec 31, 2025factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Aug 4, 2005 to Jun 14, 2007factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
Douglas Dean Alden left Efficient Advisors for Winning Points Advisors, L.L.C. (registered 2015-11-04)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2025
Advisor departed, no destination yet
Douglas Dean Alden no longer registered at Winning Points Advisors, L.L.C.; no later IA registration on IAPD
Form ADVobserved 6 days ago