DFX Intelligence

H••••• C••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

H••••• C••••••••

H••••• VALLEY WEALTH MANAGEMENT, INC, CRD 146338

PEARL RIVER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb145435-ec52-3cb3-f784-d34b6a5eb448

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 2
Observed: Mar 21, 2012 to Mar 31, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

H••••• C••••••••

Private equity manager · shared crd

Real Estate Fundsidentity

H••••• C••••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $48.8M••• Locked
Discretionary RAUM: $48.8M
Private client RAUM: $48.8Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $48.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• J•••• C••••••	n/a	PEARL RIVER, NY	5	23	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••• P•••••• L•	Private Equity Fund	$18.5M	Nov 20, 2024	41	Feb 24, 2015	reported	021-230016
P••••••••• N•• J••••• R••• E••••• F••• L•	Real Estate Fund	$4.0M	Nov 20, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• C••••••••• J••••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	10/2020	Mar 21, 2012	Nov 20, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$48.8M	$64.8M	-24.7%	n/a	n/a	1	1	0	0

Relationships

Advises (2)

→ P••••••••• N•• J••••• R••• E••••• F••• L•Private fundReal Estate Fund, IA
Sep 1, 2020 to presentfactForm ADV
→ H••••• P•••••• L•Private fundPrivate Equity Fund, IA
Feb 24, 2015 to presentfactForm ADV

Registered with (1)

← C••••••••• J•••• C••••••Advisorregistration: current employment
Sep 3, 2021 to presentfactForm ADV

Controls (1)

Dated events

Occurred
Nov 9, 2020
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
May 6, 2019
Control person joined
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb145435-ec52-3cb3-f784-d34b6a5eb448
First observed: Mar 21, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.