DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• C••••••••
Legal name H••••• V••••• W••••• M••••••••• I••
Latest filing Mar 31, 2026
First filing on the tape Mar 21, 2012 · 31 filings
SEC status approved since Mar 29, 2012
RAUM
$48.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$48.8M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$48.8M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$48.8M as of Mar 31, 2026
Mar 1, 2013$37.5M then
HNW client RAUM$33.6M as of Mar 31, 2026
Mar 29, 2018$60.0M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 1, 20131 then
Employees (5.A)1 as of Mar 31, 2026
Mar 1, 20133 then
Private funds2 as of Mar 27, 2024
Feb 24, 20151 then
RAUM -25% over the last fiscal yearIARs 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $48.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 172derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $208,334derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +100%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$33.6M69%
- Individuals$15.2M31%
- Individual clients
- 144reported
- HNW clients
- 28reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 234reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• J•••• C•••••• | Pearl River, Ny | Sep 3, 2021 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• P•••••• L• | Private Equity Fund | $18.5M | 41 | Feb 24, 2015 |
| P••••••••• N•• J••••• R••• E••••• F••• L• | Real Estate Fund | $4.0M | 2 | Sep 1, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• C••••••••• J•••• · Managing Member And Chief Compliance Officercontrolsince 10/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- ,
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-10-21, no on the filing of 2026-03-31peers: independent wealth managers, under $100M (707)
What changed
consecutive filings, newest first
- Accounts · 388 to 234Oct 21, 2025 to Mar 31, 2026
- Charity clients · 0.0 to unsetOct 21, 2025 to Mar 31, 2026
- Corporate clients · 0.0 to unsetOct 21, 2025 to Mar 31, 2026
- HNW clients · 4 to 28Oct 21, 2025 to Mar 31, 2026
- Individual clients · 82 to 144Oct 21, 2025 to Mar 31, 2026
- Pension plan clients · 0.0 to unsetOct 21, 2025 to Mar 31, 2026
- Pooled vehicle clients · 0.0 to unsetOct 21, 2025 to Mar 31, 2026
- Assets in custody · 62258616.0 to unsetOct 21, 2025 to Mar 31, 2026
- Custody of client assets · true to falseOct 21, 2025 to Mar 31, 2026
- State-registered IARs · 0 to 1Oct 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $62.3M to $48.8MOct 21, 2025 to Mar 31, 2026
- HNW RAUM · $17.9M to $33.6MOct 21, 2025 to Mar 31, 2026
- Individual RAUM · $44.4M to $15.2MOct 21, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.5M to $0Oct 21, 2025 to Mar 31, 2026
- Pension RAUM · 0.0 to unsetOct 21, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · 0.0 to unsetOct 21, 2025 to Mar 31, 2026
- RAUM · $64.8M to $48.8MOct 21, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 26, 2025 to Oct 21, 2025
- Accounts · 491 to 388Nov 20, 2024 to Mar 26, 2025
- Advisory activities · 4 to 3Nov 20, 2024 to Mar 26, 2025
- HNW clients · 59 to 4Nov 20, 2024 to Mar 26, 2025
- Individual clients · 27 to 82Nov 20, 2024 to Mar 26, 2025
- Pension plan clients · 4 to 0Nov 20, 2024 to Mar 26, 2025
- Assets in custody · $112M to $62.3MNov 20, 2024 to Mar 26, 2025
- Other offices · 1 to 0Nov 20, 2024 to Mar 26, 2025
- Private funds · 2 to unsetNov 20, 2024 to Mar 26, 2025
- Discretionary RAUM · $88.5M to $62.3MNov 20, 2024 to Mar 26, 2025
- HNW RAUM · $56.8M to $17.9MNov 20, 2024 to Mar 26, 2025
- Individual RAUM · $31.2M to $44.4MNov 20, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $23.6M to $2.5MNov 20, 2024 to Mar 26, 2025
- Pension RAUM · $24.0M to $0Nov 20, 2024 to Mar 26, 2025
- RAUM · $112M to $64.8MNov 20, 2024 to Mar 26, 2025
- Advisory employees · 2 to 1Mar 27, 2024 to May 24, 2024
- Employees · 2 to 1Mar 27, 2024 to May 24, 2024
- State-registered IARs · 1 to 0Mar 27, 2024 to May 24, 2024
- Accounts · 546 to 491Aug 25, 2023 to Mar 27, 2024
- HNW clients · 23 to 59Aug 25, 2023 to Mar 27, 2024
- Individual clients · 42 to 27Aug 25, 2023 to Mar 27, 2024
- Assets in custody · $11.7M to $112MAug 25, 2023 to Mar 27, 2024
- Discretionary RAUM · $80.8M to $88.5MAug 25, 2023 to Mar 27, 2024
Signals
2 dated events
- Matrick Sandra Forman (General Counsel And Chief Compliance Officer) no longer on Schedule A of H••••• C•••••••• (listed 2020-09-01, absent 2020-11-09)Nov 9, 2020 · Control person left · inference
- Matrick Sandra Forman (General Counsel And Chief Compliance Officer) appeared on Schedule A of H••••• C••••••••May 6, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- H••••• C•••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 845-920-1600reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 845-735-5903reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/hudcosreportedpublic record, Form ADV, Sep 19, 2026
- Website
- hudcos.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (845) 920-1600reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- hudcos.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- hudcos.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
H••••• C•••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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