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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Paul Michael Jocson Reyes

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GREEN BAY, WI | OAK BROOK, IL | FOREST PARK, IL

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Search this name across graphsid dfx:ria:fb177791-5282-1ae6-05a0-e09942c80068

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Oct 21, 2011
First registration: Jun 21, 2013
Dual registered: yes, broker-dealer
Other names: PAUL MICHAEL J REYES|PAUL MICHAEL JOCSON REYES|PAUL REYES|PaulMichael Jocson Reyes
IAPD individual key: 5004673

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 30, 2023	n/a	yes	GREEN BAY, WI\|OAK BROOK, IL\|FOREST PARK, IL	Current employment
NORTHERN TRUST SECURITIES, INC	Bd affiliated wealth	Jan 4, 2019	Jan 11, 2023	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Dec 21, 2015	Nov 30, 2018	no	CHICAGO, IL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 10, 2013	Dec 24, 2015	no	CHICAGO, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 21, 2013	Oct 8, 2013	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHERN TRUST SECURITIES, INC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 11, 2023	Jan 30, 2023	19	Firm change	Ibd to wirehouse
OPPENHEIMER & CO. INC.	NORTHERN TRUST SECURITIES, INC	Nov 30, 2018	Jan 4, 2019	35	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	OPPENHEIMER & CO. INC.	Dec 24, 2015	Dec 21, 2015	-3	Firm change	Other
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Oct 8, 2013	Oct 10, 2013	2	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jan 30, 2023 to presentfactForm ADV
→ NORTHERN TRUST SECURITIES, INCRegistered adviserregistration: previous registration
Jan 4, 2019 to Jan 11, 2023factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Dec 21, 2015 to Nov 30, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 10, 2013 to Dec 24, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 21, 2013 to Oct 8, 2013factForm ADV

Dated events

Occurred
Jan 11, 2023
Advisor changed firm
Paul Michael Jocson Reyes left Northern Trust Securities, Inc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-01-30)
Form ADVobserved 5 days ago