DFX Intelligence

S•••••• O•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst11 years in industry

S•••••• O•••••• A••••••

Advisor at C••••••• • C••

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Dec 1, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• • C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• • C••	Independent wealth	Apr 7, 2025	n/a	yes	MIAMI, FL	Current employment
S•• W••••• M•••••••••	Independent wealth	Aug 5, 2024	Jan 30, 2025	no	New Kent, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W••••• M•••••••••	C••••••• • C••	Jan 30, 2025	Apr 7, 2025	67	Firm change	RIA to RIA
C••• C•••••••	S•• W••••• M•••••••••	Aug 27, 2024	Aug 5, 2024

Relationships

Registered with (4)

→ C••••••• • C••Registered adviserregistration: current employment
Apr 7, 2025 to presentfactForm ADV
→ S•• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 5, 2024 to Jan 30, 2025factForm ADV
→ C••• C•••••••Registered adviserregistration: previous registration
Feb 2, 2023 to Aug 27, 2024factForm ADV
→ T••••• W••••• L••Registered adviser

Dated events

Occurred
Jan 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 19, 2022

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 1, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.