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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SEM WEALTH MANAGEMENT

STRATEGIC EQUITY MANAGEMENT, INC., CRD 112142

TUCSON, AZ

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Search this name across graphsid dfx:ria:9b458a95-420f-8b7a-4d77-5169a1bc9f72

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Mar 28, 2012 to Mar 24, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.19 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $933MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $735M
Private client RAUM: $752MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $117Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 4,065
Individual clients: 1,720
High net worth clients: 260
SEC number: 801-55690
CIK: 1843578
CRD: 112142
Filings on the tape: 40
First filed: Mar 28, 2012
Latest filed: Mar 24, 2026
Organised: Corporation, AZ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD CHANDLER GAGE	n/a	Tucson, AZ	31	34	n/a	no
JEFFREY SCOTT HYBIAK	Chartered Financial Analyst	New Kent, VA \| Tucson, AZ	26	27	n/a	no
SHANNON KOFFORD CHANDLER	n/a	Tucson, AZ	24	27	n/a	no
TIMOTHY LEE MCCAIN	n/a	Arvada, CO \| TUCSON, AZ	19	22	n/a	no
JAMES PATRICK STOVER	n/a	TUCSON, AZ \| Littleton, CO	19	21	n/a	no
Cody Scott Hybiak	n/a	TUCSON, AZ	8	11	n/a	no
Edward Ralph Dudley	n/a	New Kent, VA	4	28	n/a	no
GREGORY LYNN GRIMES	n/a	Columbia, MO \| TUCSON, AZ	1	32	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GAGE, RICHARD, CHANDLER	PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	D	yes	07/1992	Mar 24, 2026	Mar 24, 2026
HYBIAK, JEFFREY, SCOTT	VICE PRESIDENT/SECRETARY	C	yes	10/2017	Mar 24, 2026	Mar 24, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW KENT	Va	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$933M	$735M	11	4	1	n/a	n/a
2024	Mar 28, 2025	$920M	$726M	11	4	1	n/a	n/a
2023	Mar 25, 2024	$584M	$403M	10	4	1	n/a	n/a
2022	Mar 29, 2023	$818M	$361M	11	4	1	n/a	n/a
2021	Mar 30, 2022	$799M	$352M	11	5	1	n/a	n/a
2020	Mar 29, 2021	$683M	$324M	10	4	1	n/a	n/a
2019	Mar 30, 2020	$544M	$435M	10	5	1	n/a	n/a
2018	Mar 27, 2019	$455M	$372M	9	5	1	n/a	n/a
2017	Mar 30, 2018	$422M	$324M	8	5	1	n/a	n/a
2016	Mar 30, 2017	$295M	$292M	8	4	n/a	n/a	n/a
2015	Mar 3, 2016	$313M	$313M	8	4	n/a	n/a	n/a
2014	Mar 27, 2015	$360M	$360M	8	4	n/a	n/a	n/a
2013	Mar 26, 2014	$357M	$357M	8	4	n/a	n/a	n/a
2012	Mar 28, 2013	$343M	$343M	8	4	n/a	n/a	n/a
2011	Mar 28, 2012	$357M	$357M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$933M	$920M	1.4%	$818M	4.5%	11	11	1	1

Relationships

Registered with (9)

← GREGORY LYNN GRIMESAdvisorregistration: current employment
Dec 10, 2024 to presentfactForm ADV
← Edward Ralph DudleyAdvisorregistration: current employment
Mar 29, 2022 to presentfactForm ADV
← Cody Scott HybiakAdvisorregistration: current employment
Jun 18, 2018 to presentfactForm ADV
← TIMOTHY LEE MCCAINAdvisorregistration: current employment
Oct 6, 2006 to presentfactForm ADV
← JAMES PATRICK STOVERAdvisorregistration: current employment
Oct 6, 2006 to presentfactForm ADV
← SHANNON KOFFORD CHANDLERAdvisorregistration: current employment
Jul 17, 2002 to presentfactForm ADV
← JEFFREY SCOTT HYBIAKAdvisorregistration: current employment
Jul 13, 2000 to presentfactForm ADV
← RICHARD CHANDLER GAGEAdvisorregistration: current employment
Jul 19, 1995 to presentfactForm ADV
← Stephen Olaleye AdekeyeAdvisorregistration: previous registration
Aug 5, 2024 to Jan 30, 2025factForm ADV

Controls (2)

← GAGE, RICHARD, CHANDLEROwnerPRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER, ownership code D, individual
Mar 28, 2012 to Oct 21, 2024factForm ADV
← HYBIAK, JEFFREY, SCOTTOwnerVICE PRESIDENT/SECRETARY, ownership code C, individual
Dec 21, 2017 to Oct 21, 2024factForm ADV

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
Sem Wealth Management reported RAUM $920.5M, up 58% from $584.1M (2024-10-21 to 2025-03-28)
Form ADVobserved 6 days ago
$336M
Occurred
Jan 30, 2025
Advisor changed firm
Stephen Olaleye Adekeye left Sem Wealth Management for Corrales & Co. (registered 2025-04-07)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2024
Regulatory AUM changed
Sem Wealth Management reported RAUM $584.1M, down 29% from $817.9M (2023-03-29 to 2024-03-25)
Form ADVobserved 6 days ago
$-234M
Occurred
Mar 29, 2021
Regulatory AUM changed
Sem Wealth Management reported RAUM $682.7M, up 25% from $544.3M (2020-07-29 to 2021-03-29)
Form ADVobserved 6 days ago
$138M
Occurred
Mar 30, 2018
Regulatory AUM changed
Sem Wealth Management reported RAUM $421.8M, up 43% from $294.7M (2017-12-21 to 2018-03-30)
Form ADVobserved 6 days ago
$127M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b458a95-420f-8b7a-4d77-5169a1bc9f72
First observed: Mar 28, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEM WEALTH MANAGEMENT

STRATEGIC EQUITY MANAGEMENT, INC., CRD 112142

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b458a95-420f-8b7a-4d77-5169a1bc9f72

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD CHANDLER GAGE

n/a

Tucson, AZ

n/a

JEFFREY SCOTT HYBIAK

Chartered Financial Analyst

New Kent, VA | Tucson, AZ

n/a

SHANNON KOFFORD CHANDLER

n/a

Tucson, AZ

n/a

TIMOTHY LEE MCCAIN

n/a

Arvada, CO | TUCSON, AZ

n/a

JAMES PATRICK STOVER

n/a

TUCSON, AZ | Littleton, CO

n/a

Cody Scott Hybiak

n/a

TUCSON, AZ

n/a

Edward Ralph Dudley

n/a

New Kent, VA

n/a

GREGORY LYNN GRIMES

n/a

Columbia, MO | TUCSON, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GAGE, RICHARD, CHANDLER

PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER

yes

07/1992

Mar 24, 2026

HYBIAK, JEFFREY, SCOTT

VICE PRESIDENT/SECRETARY

yes

10/2017

Mar 24, 2026

City

State

Country

Employees

Also broker-dealer

NEW KENT

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$933M

$735M

n/a

2024

Mar 28, 2025

$920M

$726M

n/a

2023

Mar 25, 2024

$584M

$403M

n/a

2022

Mar 29, 2023

$818M

$361M

n/a

2021

Mar 30, 2022

$799M

$352M

n/a

2020

Mar 29, 2021

$683M

$324M

n/a

2019

Mar 30, 2020

$544M

$435M

n/a

2018

Mar 27, 2019

$455M

$372M

n/a

2017

Mar 30, 2018

$422M

$324M

n/a

2016

Mar 30, 2017

$295M

$292M

n/a

2015

Mar 3, 2016

$313M

n/a

2014

Mar 27, 2015

$360M

n/a

2013

Mar 26, 2014

$357M

n/a

2012

Mar 28, 2013

$343M

n/a

2011

Mar 28, 2012

$357M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$933M

$920M

1.4%

$818M

4.5%