DFX Intelligence

B••••••• W••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

B••••••• W••••• M••••••••• L•••

CRD 155526

GENEVA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb304ffe-5840-1255-b6e8-7e7a95480889

Data as of Jun 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 8
On other graphs: 0
Observed: Feb 24, 2012 to Jun 4, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $659M
Private client RAUM: $1.1Bderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• C•••••	BOARD MEMBER	Na	yes	06/2022	Mar 29, 2023	Mar 27, 2024
C••••••••• N•••••••• A••••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Mar 31, 2022	Mar 27, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Zurich	n/a	Switzerland	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$853M	26.9%	$783M	11.4%	13	12	1	1

Relationships

Controls (7)

← R••••••• M••••••• P••••••OwnerDIRECTOR, ownership code NA, individual
Mar 29, 2018 to Mar 27, 2024factForm ADV
← G•••• T••••••• E••••OwnerCHIEF EXECUTIVE OFFICER AND CHAIRMAN, ownership code E, individual
Feb 24, 2012 to Mar 27, 2024factForm ADV
← S••••••• L••OwnerDIRECTOR, ownership code NA, individual
Apr 2, 2015 to Mar 27, 2024factForm ADV
← C••••••••• N•••••••• A••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2022 to Mar 27, 2024

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
B••••••• W••••• M••••••••• L••• reported RAUM $1.1B, up 27% from $853.4M (2026-02-13 to 2026-03-31)
Form ADVobserved 7 days ago
$230M
Occurred
Mar 29, 2023
Control person joined
T••••• S•••••••• (Director) appeared on Schedule A of B••••••• W••••• M••••••••• L•••
Form ADVobserved 7 days ago
Occurred
Mar 29, 2023
Control person joined
Cedric Aguet (Director) appeared on Schedule A of B••••••• W••••• M••••••••• L•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb304ffe-5840-1255-b6e8-7e7a95480889
First observed: Feb 24, 2012
Last observed: Jun 4, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.