DFX Intelligence

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B••••••• W••••• M••••••••• L•••

Independent wealth managerSEC-registered· Genevawebsite

Independent wealth manager, based in Geneva, reporting $1.1B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-06-04 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $1.1B
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +27%
Private clients: 100% of RAUM, $1.1B

Advisors Advisor movement Where the RAUM sits

As of 2026-06-04 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +27% over the last fiscal year, to $1.1B.
2026-06-04
RAUM a year earlier $853MRAUM now $1.1B
6 published business contact points are on record, each with its source.
Contact points 6

Every filed figure, and the identifiersCRD 155526 · SEC 801-72136 · 26 filingsShow

CRD 155526SEC 801-72136First filing on the tape Feb 24, 2012, latest Jun 4, 2026SEC status approved since Jan 26, 2011IAPD

RAUM

$1.1B

reported, Item 5.F

Discretionary

61%

of RAUM

Private clients

100%

$1.1B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

26 filings and snapshots on the tape

RAUM$1.1B as of Jun 4, 2026

Feb 24, 2012$120M then

HNW client RAUM$1.1B as of Jun 4, 2026

Mar 29, 2018$334M then

State-registered IARs (5.B.3)0 as of Jun 4, 2026

Feb 24, 20120 then

Employees (5.A)13 as of Jun 4, 2026

Mar 28, 20134 then

Private funds: no history

RAUM +27% over the last fiscal year+11% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jun 4, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.2MderivedHNW RAUM over HNW clients
Average account: $4.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 61%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +27%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.1B100%

Individual clients: n/areported
HNW clients: 261reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 261reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

A••••• C••••• · Board Membercontrol
since 06/2022 · owns less than 5%
C••••••••• N•••••••• A•••••• · Chief Compliance Officercontrol
since 01/2022 · owns less than 5%
D•••••• F•••••• D•••• J••••••••• · Chief Operating Officercontrol
since 12/2020 · owns less than 5%
G•••• T••••••• E•••• · Chief Executive Officer And Chairmancontrol
since 01/2011 · owns 75% or more
R••••••• M••••••• P•••••• · Directorcontrol
since 06/2021 · owns less than 5%
S••••••• L•• · Directorcontrol
since 01/2014 · owns less than 5%
S••••••••• T••••• · Board Membercontrol
since 06/2022 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

Zurich, Switzerland2 employees

What changed

consecutive filings, newest first

Accounts · 245 to 261
Feb 13, 2026 to Mar 31, 2026
HNW clients · 245 to 261
Feb 13, 2026 to Mar 31, 2026
Employees · 12 to 13
Feb 13, 2026 to Mar 31, 2026
Insurance-licensed employees · 0 to 1
Feb 13, 2026 to Mar 31, 2026
Discretionary RAUM · $538M to $659M
Feb 13, 2026 to Mar 31, 2026
HNW RAUM · $853M to $1.1B
Feb 13, 2026 to Mar 31, 2026
Non-discretionary RAUM · $315M to $424M
Feb 13, 2026 to Mar 31, 2026
RAUM · $853M to $1.1B
Feb 13, 2026 to Mar 31, 2026
Related adviser · false to true
Aug 14, 2025 to Jan 13, 2026
Related insurance company · false to true
Aug 14, 2025 to Jan 13, 2026
Financial planning clients · 0 to 0
Mar 31, 2025 to Aug 14, 2025
Accounts · 230 to 245
Mar 27, 2024 to Mar 31, 2025
HNW clients · 230 to 245
Mar 27, 2024 to Mar 31, 2025
HQ state · unset to
Mar 27, 2024 to Mar 31, 2025
Discretionary RAUM · $569M to $538M
Mar 27, 2024 to Mar 31, 2025
HNW RAUM · $852M to $853M
Mar 27, 2024 to Mar 31, 2025
Non-discretionary RAUM · $283M to $315M
Mar 27, 2024 to Mar 31, 2025
RAUM · $852M to $853M
Mar 27, 2024 to Mar 31, 2025
Accounts · 293 to 230
Mar 29, 2023 to Mar 27, 2024
Advisory employees · 8 to 9
Mar 29, 2023 to Mar 27, 2024
HNW clients · 293 to 230
Mar 29, 2023 to Mar 27, 2024
Employees · 11 to 12
Mar 29, 2023 to Mar 27, 2024
Discretionary RAUM · $478M to $569M
Mar 29, 2023 to Mar 27, 2024
HNW RAUM · $783M to $852M
Mar 29, 2023 to Mar 27, 2024
Non-discretionary RAUM · $305M to $283M
Mar 29, 2023 to Mar 27, 2024
RAUM · $783M to $852M
Mar 29, 2023 to Mar 27, 2024
Accounts · 211 to 293
Mar 31, 2022 to Mar 29, 2023
Advisory employees · 9 to 8
Mar 31, 2022 to Mar 29, 2023
HNW clients · 211 to 293
Mar 31, 2022 to Mar 29, 2023
Employees · 10 to 11
Mar 31, 2022 to Mar 29, 2023
Discretionary RAUM · $514M to $478M
Mar 31, 2022 to Mar 29, 2023
HNW RAUM · $673M to $783M
Mar 31, 2022 to Mar 29, 2023
Non-discretionary RAUM · $158M to $305M
Mar 31, 2022 to Mar 29, 2023
RAUM · $673M to $783M
Mar 31, 2022 to Mar 29, 2023
Accounts · 142 to 211
Jul 8, 2021 to Mar 31, 2022
HNW clients · 137 to 211
Jul 8, 2021 to Mar 31, 2022
Employees · 9 to 10
Jul 8, 2021 to Mar 31, 2022
Other offices · 2 to 1
Jul 8, 2021 to Mar 31, 2022
Discretionary RAUM · $483M to $514M
Jul 8, 2021 to Mar 31, 2022
HNW RAUM · $619M to $673M
Jul 8, 2021 to Mar 31, 2022

Signals

30 dated events

••• Locked
Jun 4, 2026 · ria ownership band change · fact
••• Locked
Jun 4, 2026 · ria majority owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · ria indirect owner change · fact
••• Locked
Jun 4, 2026 · Control person joined · fact
••• Locked
Mar 31, 2026 · RAUM change · derived
••• Locked
Mar 29, 2023 · Control person joined · fact
••• Locked
Mar 29, 2023 · Control person joined · fact
••• Locked
Mar 31, 2022 · Control person joined · fact
••• Locked
Mar 31, 2022 · Control person joined · fact
••• Locked
Mar 31, 2022 · Control person joined · fact
••• Locked
Sep 2, 2020 · Control person left · inference
••• Locked
Mar 29, 2019 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Jun 4, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jun 4, 2026
Contact form: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026