This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=5.0

Regulatory AUM

$161MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$161M

Private client RAUM

$153MderivedItem 5.D individuals plus high net worth individuals

Private client share

95%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$32.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

5

Offices

0Schedule D 1.F, beyond the principal office

Accounts

312

Individual clients

159

High net worth clients

35

SEC number

801-132387

CRD

334771

Filings on the tape

6

First filed

Apr 28, 2025

Latest filed

Jun 30, 2026

Organised

Limited Liability Company, NY

Website

fingerlakesfinancialservicesinc.com

• Occurred

  May 1, 2025
  Team lift-out

  5 advisors left Grove Point Advisors, LLC (Rockville, MD) for Flfs Advisory LLC on the same day

  Form ADVobserved 4 days ago
  5 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fb45ba1b-847a-c1c1-5a8b-a7e6060bcbae

First observed

Apr 28, 2025

Last observed

Jun 30, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.