DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Flfs Advisory LLC
Latest filing Jun 30, 2026
First filing on the tape Apr 28, 2025 · 6 filings
SEC status approved since Apr 14, 2025
RAUM
$161M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$153M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$32.3M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$161M as of Jun 30, 2026
Apr 28, 2025$0 then
HNW client RAUM$111M as of Jun 30, 2026
Jul 15, 2025$106M then
State-registered IARs (5.B.3)5 as of Jun 30, 2026
Apr 28, 20250 then
Employees (5.A)5 as of Jun 30, 2026
Apr 28, 20253 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 5
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $32.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $517,621derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$111M69%
- Individuals$41.8M26%
- Charitable organizations$7.3M4.5%
- Pension and profit-sharing plans$983,3730.6%
- Corporations and businesses$83,8650.1%
- Individual clients
- 159reported
- HNW clients
- 35reported
- Pension plan clients
- 1reported
- Charitable clients
- 7reported
- Accounts
- 312reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Angela M Babcock | Victor, Ny | Apr 29, 2025 | 30 y | 2 |
| Alan David DeuelChartered Financial Consultant | Victor, Ny | Apr 29, 2025 | 25 y | 2 |
| Nick J Twentyfive | Victor, Ny | Apr 29, 2025 | 12 y | 1 |
| Robert Wiley Gwynn | Victor, Ny | Apr 29, 2025 | 27 y | 3 |
| David Foote GwynnChartered Financial Consultant | Victor, Ny | Apr 29, 2025 | 42 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- David Foote Gwynn from Grove Point Advisors, LLCApr 29, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Robert Wiley Gwynn from Grove Point Advisors, LLCApr 29, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Angela M Babcock from Grove Point Advisors, LLCApr 29, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Alan David Deuel from Grove Point Advisors, LLCApr 29, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Nick J Twentyfive from Grove Point Advisors, LLCApr 29, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Grove Point Advisors, LLCMay 1, 2025 · Rockville, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Alan Deuel · Owner And Chief Compliance Officercontrolsince 03/2025 · owns 50% to 75%
Entity owners
- Finger Lakes Financial Services, · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Victor, Ny · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jun 30, 2026financial planning (Item 5.G.1): no on the filing of 2026-03-23, yes on the filing of 2026-06-30peers: independent wealth managers, $100M to $500M (5,676)
- compensation changedChange between filings · filing Jun 30, 2026hourly charges (Item 5.E.2): no on the filing of 2026-03-23, yes on the filing of 2026-06-30peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Advisory activities · 2 to 3Mar 23, 2026 to Jun 30, 2026
- Financial planning clients · to 0Mar 23, 2026 to Jun 30, 2026
- Accounts · 250 to 312Dec 15, 2025 to Mar 23, 2026
- Individual clients · 120 to 159Dec 15, 2025 to Mar 23, 2026
- Discretionary RAUM · $142M to $161MDec 15, 2025 to Mar 23, 2026
- HNW RAUM · $106M to $111MDec 15, 2025 to Mar 23, 2026
- Individual RAUM · $28.1M to $41.8MDec 15, 2025 to Mar 23, 2026
- Pension RAUM · $920,155 to $983,373Dec 15, 2025 to Mar 23, 2026
- RAUM · $142M to $161MDec 15, 2025 to Mar 23, 2026
- Advisory employees · 3 to 5Jul 15, 2025 to Nov 4, 2025
- Advisory activities · 1 to 2Jul 15, 2025 to Nov 4, 2025
- BD registered reps · 0 to 5Jul 15, 2025 to Nov 4, 2025
- Employees · 3 to 5Jul 15, 2025 to Nov 4, 2025
- State-registered IARs · 0 to 5Jul 15, 2025 to Nov 4, 2025
- Accounts · 0 to 250Apr 28, 2025 to Jul 15, 2025
- Charity clients · unset to 7.0Apr 28, 2025 to Jul 15, 2025
- Corporate clients · unset to 1.0Apr 28, 2025 to Jul 15, 2025
- HNW clients · unset to 35.0Apr 28, 2025 to Jul 15, 2025
- Individual clients · unset to 120.0Apr 28, 2025 to Jul 15, 2025
- Pension plan clients · unset to 1.0Apr 28, 2025 to Jul 15, 2025
- Financial planning clients · unset to Apr 28, 2025 to Jul 15, 2025
- Discretionary RAUM · $0 to $142MApr 28, 2025 to Jul 15, 2025
- HNW RAUM · unset to 106208602.0Apr 28, 2025 to Jul 15, 2025
- Individual RAUM · unset to 28103426.0Apr 28, 2025 to Jul 15, 2025
- Pension RAUM · unset to 920155.0Apr 28, 2025 to Jul 15, 2025
- RAUM · $0 to $142MApr 28, 2025 to Jul 15, 2025
Signals
1 dated events
- 5 advisors left Grove Point Advisors, LLC (Rockville, MD) for Flfs Advisory LLC on the same dayMay 1, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 585-586-2600reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 585-586-7897reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- fingerlakesfinancialservicesinc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 585-586-2600reportedpublic record, Form ADV, Jun 30, 2026
- Contact form
- fingerlakesfinancialservicesinc.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- fingerlakesfinancialservicesinc.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026