DFX Intelligence

E•• G••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

E•• G••• S••••••

Advisor at B•••••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:fb4a546f-d978-09e6-6d2c-761757f568e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••••	Independent wealth	Jul 23, 2024	n/a	yes	NEW YORK, NY	Current employment
P•••• S••••••••• L••	No RAUM reported	May 16, 2023	May 24, 2024	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	B•••••••••	May 24, 2024	Jul 23, 2024	60	Firm change	Ibd to RIA
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	May 17, 2023	Jan 26, 2022

Relationships

Registered with (6)

→ B•••••••••Registered adviserregistration: current employment
Jul 23, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
May 16, 2023 to May 24, 2024factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 18, 2018 to May 17, 2023factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
May 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb4a546f-d978-09e6-6d2c-761757f568e4
First observed: Jan 4, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.