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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL | Menasha, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 30, 2025 | n/a | yes | Menasha, WI|ST. PETERSBURG, FL | Current employment |
| ASSOCIATED INVESTMENT SERVICES, INC. | Independent wealth | Mar 29, 2022 | Jun 3, 2025 | no | APPLETON, WI | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jan 7, 2019 | Mar 30, 2022 | no | APPLETON, WI | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jul 31, 2015 | Sep 15, 2017 | no | WAUWATOSA, WI|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASSOCIATED INVESTMENT SERVICES, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Jun 3, 2025 | Oct 30, 2025 | 149 | Firm change | RIA to ibd |
| THRIVENT INVESTMENT MANAGEMENT INC. | ASSOCIATED INVESTMENT SERVICES, INC. | Mar 30, 2022 | Mar 29, 2022 | -1 | Firm change | Ibd to RIA |
| PRUCO SECURITIES, LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Sep 15, 2017 | Jan 7, 2019 | 479 | Firm change after gap | Other |