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Advisor at EXODUS WEALTH, LLC
SAN ANTONIO, TX | FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EXODUS WEALTH, LLC | Independent wealth | Jan 3, 2020 | n/a | yes | FORT LAUDERDALE, FL|SAN ANTONIO, TX | Current employment |
| EXODUS WEALTH, LLC | Independent wealth | Oct 7, 2019 | Dec 31, 2019 | no | San Antonio, TX|FORT LAUDERDALE, FL | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Nov 1, 2017 | Oct 14, 2019 | no | SAN ANTONIO, TX | Previous registration |
| GIRARD SECURITIES, INC. | Former SEC adviser | Nov 18, 2013 | Nov 1, 2017 | no | CORPUS CHRISTI, TX|SAN ANTONIO, TX|SAN DIEGO, CA|SULPHUR SPRINGS, TX | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jun 23, 2010 | Dec 5, 2013 | no | HOUSTON, TX | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jun 6, 2006 | Jun 22, 2010 | no | MISSOURI CITY, TX|MISSOURI CITY, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | EXODUS WEALTH, LLC | Oct 14, 2019 | Oct 7, 2019 | -7 | Firm change | Ibd to RIA |
| GIRARD SECURITIES, INC. | CETERA ADVISOR NETWORKS LLC | Nov 1, 2017 | Nov 1, 2017 | 0 | Bulk transfer | Other |
| PRINCIPAL SECURITIES, INC. | GIRARD SECURITIES, INC. | Dec 5, 2013 | Nov 18, 2013 | -17 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | PRINCIPAL SECURITIES, INC. | Jun 22, 2010 | Jun 23, 2010 | 1 | Firm change | Other |