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B•••••• J••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

B•••••• J••• T•••••

Advisor at T••••• I••••••••• P•••••••• L••

PRESCOTT, AZ | BORDENTOWN, NJ

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Search this name across graphsid dfx:ria:fb6104e5-59cf-fc8d-e354-6e86ba99a3e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• I••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• I••••••••• P•••••••• L••	Independent wealth	Sep 12, 2014	n/a	yes	PRESCOTT, AZ\|BORDENTOWN, NJ	Current employment
T••••• W••••• A•••••••	Independent wealth	Feb 14, 2013	Sep 30, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• W••••• A•••••••	T••••• I••••••••• P•••••••• L••	Sep 30, 2014	Sep 12, 2014	-18	Firm change	RIA to RIA
S••••• W••••• S•••••••••	T••••• W••••• A•••••••	Jan 3, 2013

Relationships

Registered with (3)

→ T••••• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Sep 12, 2014 to presentfactForm ADV
→ T••••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 14, 2013 to Sep 30, 2014factForm ADV
→ S••••• W••••• S•••••••••Registered adviserregistration: previous registration
Oct 8, 2009 to Jan 3, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb6104e5-59cf-fc8d-e354-6e86ba99a3e2
First observed: Oct 8, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.