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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TANDEM INVESTMENT PARTNERS, LLC

CRD 172309

BORDENTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e68720d5-169f-551e-8f6c-d395f270f485

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 7, 2021 to Feb 9, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $200MItem 5.F on the latest filing (2026-02-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $200M
Private client RAUM: $193MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $66.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 474
Individual clients: 155
High net worth clients: 36
SEC number: 801-121703
CRD: 172309
Filings on the tape: 13
First filed: Jun 7, 2021
Latest filed: Feb 9, 2026
Organised: Limited Liability Company, DE
Website: tandeminvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS JUDE D'AURIA	Chartered Financial Analyst	BORDENTOWN, NJ	12	15	1	no
BARBARA JEAN TWEEDY	n/a	PRESCOTT, AZ \| BORDENTOWN, NJ	12	27	2	no
CALEB WAYNE LENNON	n/a	Chandler, AZ	4	20	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAURIA, THOMAS, JUDE	MANAGING PARTNER	E	yes	09/2014	Jun 7, 2021	Jul 17, 2024
LENNON, CALEB, WAYNE	CHIEF COMPLIANCE OFFICER	Na	yes	04/2023	May 15, 2023	Jul 17, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 9, 2026	$200M	$200M	4	4	2	n/a	n/a
2024	Mar 26, 2025	$176M	$176M	5	4	2	n/a	n/a
2023	Feb 18, 2024	$159M	$159M	3	3	2	n/a	n/a
2022	Feb 10, 2023	$134M	$134M	4	4	2	n/a	n/a
2021	Feb 8, 2022	$154M	$154M	3	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$200M	$176M	14.0%	$134M	14.3%	4	5	2	2

Relationships

Registered with (4)

← CALEB WAYNE LENNONAdvisorregistration: current employment
Mar 7, 2022 to presentfactForm ADV
← BARBARA JEAN TWEEDYAdvisorregistration: current employment
Sep 12, 2014 to presentfactForm ADV
← THOMAS JUDE D'AURIAAdvisorregistration: current employment
Jul 25, 2014 to presentfactForm ADV
← JOHN JOSEPH CORCORANAdvisorregistration: previous registration
Aug 13, 2014 to Nov 17, 2014factForm ADV

Controls (2)

← DAURIA, THOMAS, JUDEOwnerMANAGING PARTNER, ownership code E, individual
Jun 7, 2021 to Jul 17, 2024factForm ADV
← LENNON, CALEB, WAYNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 15, 2023 to Jul 17, 2024factForm ADV

Dated events

Occurred
Feb 18, 2024
Control person left
Porter Fredric Lutcher (Managing Partner) no longer on Schedule A of Tandem Investment Partners, Llc (listed 2023-05-15, absent 2024-02-18)
Form ADVobserved 6 days ago
Occurred
May 15, 2023
Control person joined
Wayne Caleb Lennon (Chief Compliance Officer) appeared on Schedule A of Tandem Investment Partners, Llc
Form ADVobserved 6 days ago
Occurred
Jun 7, 2021
First Form ADV filing
Tandem Investment Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e68720d5-169f-551e-8f6c-d395f270f485
First observed: Jun 7, 2021
Last observed: Feb 9, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TANDEM INVESTMENT PARTNERS, LLC

CRD 172309

BORDENTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e68720d5-169f-551e-8f6c-d395f270f485

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS JUDE D'AURIA

Chartered Financial Analyst

BORDENTOWN, NJ

BARBARA JEAN TWEEDY

n/a

PRESCOTT, AZ | BORDENTOWN, NJ

CALEB WAYNE LENNON

n/a

Chandler, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAURIA, THOMAS, JUDE

MANAGING PARTNER

yes

09/2014

Jun 7, 2021

Jul 17, 2024

LENNON, CALEB, WAYNE

CHIEF COMPLIANCE OFFICER

yes

04/2023

May 15, 2023

Jul 17, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 9, 2026

$200M

n/a

2024

Mar 26, 2025

$176M

n/a

2023

Feb 18, 2024

$159M

n/a

2022

Feb 10, 2023

$134M

n/a

2021

Feb 8, 2022

$154M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$200M

$176M

14.0%

$134M

14.3%