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RIA / WealthAdvisor33 years in industry

Jonathan David Caplan

Advisor at PRIVATE ADVISOR GROUP, LLC

MORRISTOWN, NJ | Highland Park, NJ

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Search this name across graphsid dfx:ria:fb649748-0704-bfb8-0e8e-066d0a6fc38c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 23, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Feb 23, 1993
First registration: Nov 1, 2004
Dual registered: no
IAPD individual key: 1681080

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jun 26, 2026	n/a	yes	Highland Park, NJ\|MORRISTOWN, NJ	Current employment
MARINER ADVISOR NETWORK	Bd affiliated wealth	Oct 2, 2023	Jun 26, 2026	no	Highland Park, NJ	Previous registration
ATLAS PRIVATE WEALTH ADVISORS	Independent wealth	Apr 30, 2018	Dec 11, 2023	no	Highland Park, NJ	Previous registration
CAPLAN CAPITAL MANAGEMENT,INCORPORATED	n/a	Nov 1, 2004	Jan 8, 2019	no	HIGHLAND PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARINER ADVISOR NETWORK	PRIVATE ADVISOR GROUP, LLC	Jun 26, 2026	Jun 26, 2026	0	Bulk transfer	Ibd to ibd
ATLAS PRIVATE WEALTH ADVISORS	MARINER ADVISOR NETWORK	Dec 11, 2023	Oct 2, 2023	-70	Firm change after gap	RIA to ibd
CAPLAN CAPITAL MANAGEMENT,INCORPORATED	ATLAS PRIVATE WEALTH ADVISORS	Jan 8, 2019	Apr 30, 2018	-253	Firm change after gap	Other

Relationships

Registered with (4)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Oct 2, 2023 to Jun 26, 2026factForm ADV
→ ATLAS PRIVATE WEALTH ADVISORSRegistered adviserregistration: previous registration
Apr 30, 2018 to Dec 11, 2023factForm ADV
→ CAPLAN CAPITAL MANAGEMENT,INCORPORATEDRegistered adviserregistration: previous registration
Nov 1, 2004 to Jan 8, 2019factForm ADV

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
Jonathan David Caplan left Atlas Private Wealth Advisors for Mariner Advisor Network (registered 2023-10-02)
Form ADVobserved 6 days ago