DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 9, 2023 | n/a | yes | San Francisco, CA | Current employment |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Aug 19, 2022 | May 2, 2023 | no | WALNUT CREEK, CA|SCOTTSDALE, AZ|SOUTH SAN FRANCISCO, CA|SANTA ROSA, CA|PETALUMA, CA|SAN FRANCISCO, CA|PLEASANTON, CA|SAN RAFAEL, CA | Previous registration |
| PROXY WEALTH ADVISORS LLC | Independent wealth | Apr 22, 2021 | Sep 15, 2022 | no | Burlingame, CA|WINDERMERE, FL|Menlo Park, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | MORGAN STANLEY | May 2, 2023 | May 9, 2023 | 7 | Firm change | RIA to wirehouse |
| PROXY WEALTH ADVISORS LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Sep 15, 2022 | Aug 19, 2022 | -27 | Firm change | RIA to RIA |