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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

G-LEGION, LLC

CRD 286297

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb7618de-d289-b657-190e-6eeb027e983b

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 16
On other graphs: 0
Observed: Dec 20, 2016 to Jul 30, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $12.6MItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $12.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $6.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
SEC number: 801-108880
CRD: 286297
Filings on the tape: 37
First filed: Dec 20, 2016
Latest filed: Jul 30, 2026
Organised: Limited Liability Company, DE
Website: tetonadv.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT HERMAN BECKER	Chartered Financial Analyst	CHICAGO, IL	8	34	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GABELLI, MARIO, JOSEPH	CEO, DIRECTOR AND THE MAJORITY SHAREHOLDER OF COMMON STOCK	E	yes	11/1976	Dec 20, 2016	Aug 15, 2024
GGCP, INC.	SHAREHOLDER OF CLASS A AND B COMMON STOCK	D	yes	03/2009	Dec 20, 2016	Aug 15, 2024
HAARS, CASEY, CARL	CHIEF FINANCIAL OFFICER	Na	yes	03/2023	Oct 7, 2021	Aug 15, 2024
HAYDEN, TIFFANY, RENEE	CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Oct 7, 2021	Aug 15, 2024
KALHA, MANJIT, SINGH	VICE PRESIDENT FINANCE	Na	yes	03/2023	Mar 30, 2023	Aug 15, 2024
KEELEY, KEVIN, MATTHEW	Chairman	Na	yes	03/2023	Mar 1, 2017	Aug 15, 2024
MAJEWSKI, MARK, CHARLES	ASSOCIATE COMPLIANCE OFFICER	Na	yes	03/2023	Mar 30, 2023	Aug 15, 2024
RAWANI, ANAND	RISK MANAGEMENT / ESG	Na	yes	03/2023	Mar 30, 2023	Aug 15, 2024
TETON ADVISORS, INC.	SOLE MEMBER	E	yes	10/2016	Dec 20, 2016	Aug 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GABELLI FUNDS, LLC	n/a	Asset manager	$25B	N	yes	n/a
GAMCO ASSET MANAGEMENT INC.	n/a	Mixed wealth	$12B	N	yes	n/a
GABELLI & COMPANY INVESTMENT ADVISERS, INC.	n/a	Asset manager	$1.5B	N	yes	n/a
TETON ADVISORS, LLC	n/a	Asset manager	$251M	N	yes	n/a
G.DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
G.RESEARCH, LLC	n/a	n/a	n/a	N	yes	n/a
GABELLI SECURITIES INTERNATIONAL (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
GAMCO ASSET MANAGEMENT (UK) LTD	n/a	n/a	n/a	N	yes	n/a
TETON ADVISORS, INC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$12.6M	$12.6M	5	1	n/a	n/a
2024	Mar 28, 2025	$1.0B	$1.0B	20	11	n/a	n/a
2023	Mar 28, 2024	$889M	$889M	21	11	n/a	n/a
2022	Mar 30, 2023	$929M	$929M	21	12	n/a	n/a
2021	Mar 2, 2022	$1.1B	$1.1B	21	11	n/a	n/a
2020	Mar 25, 2021	$898M	$898M	18	11	n/a	n/a
2019	Mar 25, 2020	$1.1B	$1.1B	18	11	n/a	n/a
2018	Mar 26, 2019	$1.1B	$1.1B	21	12	n/a	n/a
2017	Mar 16, 2018	$1.8B	$1.8B	19	10	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$12.6M	$1.0B	-98.8%	$929M	-76.1%	5	20	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
KEELEY ASSET MANAGEMENT CORP	2	Mar 3, 2017	Dec 11, 2017	CHICAGO, IL	Team lift out	Other	100.0%

Relationships

Affiliated with (8)

→ GABELLI FUNDS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GAMCO ASSET MANAGEMENT INC.Registered adviserother investment adviser, common control
factForm ADV
→ TETON ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GABELLI & COMPANY INVESTMENT ADVISERS, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← GABELLI FUNDS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GABELLI & COMPANY INVESTMENT ADVISERS, INC.Registered adviserother investment adviser, common control
factForm ADV
← GAMCO ASSET MANAGEMENT INC.Registered adviserother investment adviser, control, common control
factForm ADV
← TETON ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (2)

← ROBERT HERMAN BECKERAdvisorregistration: current employment
Dec 11, 2017 to presentfactForm ADV
← MARK EDWARD ZAHORIKAdvisorregistration: current employment
Dec 8, 2017 to presentfactForm ADV

Controls (9)

← TETON ADVISORS, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Dec 20, 2016 to Aug 15, 2024factForm ADV
← GABELLI, MARIO, JOSEPHOwnerCEO, DIRECTOR AND THE MAJORITY SHAREHOLDER OF COMMON STOCK, ownership code E, individual
Dec 20, 2016 to Aug 15, 2024factForm ADV
← KEELEY, KEVIN, MATTHEWOwnerCHAIRMAN, ownership code NA, individual
Mar 1, 2017 to Aug 15, 2024factForm ADV
← MAJEWSKI, MARK, CHARLESOwnerASSOCIATE COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2023 to Aug 15, 2024factForm ADV
← HAARS, CASEY, CARLOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 7, 2021 to Aug 15, 2024factForm ADV
← HAYDEN, TIFFANY, RENEEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 7, 2021 to Aug 15, 2024factForm ADV
← RAWANI, ANANDOwnerRISK MANAGEMENT / ESG, ownership code NA, individual
Mar 30, 2023 to Aug 15, 2024factForm ADV
← KALHA, MANJIT, SINGHOwnerVICE PRESIDENT FINANCE, ownership code NA, individual
Mar 30, 2023 to Aug 15, 2024factForm ADV
← GGCP, INC.OwnerSHAREHOLDER OF CLASS A AND B COMMON STOCK, ownership code D, domestic entity
Dec 20, 2016 to Aug 15, 2024factForm ADV

Moved with (1)

← KEELEY ASSET MANAGEMENT CORPRegistered adviser2 advisors, team lift out, same day
Mar 3, 2017 to Dec 11, 2017factForm ADV

Dated events

Occurred
Jun 5, 2025
Regulatory AUM changed
G-Legion, Llc reported RAUM $12.0M, down 99% from $1.0B (2025-03-28 to 2025-06-05)
Form ADVobserved 4 days ago
$-1.0B
Occurred
Aug 15, 2024
Control person left
Gerard Stephen Bondi (Chief Executive Officer) no longer on Schedule A of G-Legion, Llc (listed 2024-03-28, absent 2024-08-15)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Control person joined
Gerard Stephen Bondi (Chief Executive Officer) appeared on Schedule A of G-Legion, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
Control person joined
Charles Mark Majewski (Associate Compliance Officer) appeared on Schedule A of G-Legion, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
Control person joined
Anand Rawani (Risk Management / Esg) appeared on Schedule A of G-Legion, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
Control person joined
Singh Manjit Kalha (Executive Vice President Finance) appeared on Schedule A of G-Legion, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
Control person left
Bernard Patrick Huvane (Treasurer) no longer on Schedule A of G-Legion, Llc (listed 2022-03-02, absent 2023-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2022
Regulatory AUM changed
G-Legion, Llc reported RAUM $1.1B, up 26% from $898.0M (2021-10-07 to 2022-03-02)
Form ADVobserved 4 days ago
$234M
Occurred
Oct 7, 2021
Control person left
Broggi Deanna Marotz (Chief Compliance Officer) no longer on Schedule A of G-Legion, Llc (listed 2021-06-30, absent 2021-10-07)
Form ADVobserved 4 days ago
Occurred
Oct 7, 2021
Control person left
Francis Nicola Galluccio (Managing Director) no longer on Schedule A of G-Legion, Llc (listed 2021-06-30, absent 2021-10-07)
Form ADVobserved 4 days ago
Occurred
Oct 7, 2021
Control person joined
Renee Tiffany Hayden (Vice President) appeared on Schedule A of G-Legion, Llc
Form ADVobserved 4 days ago
Occurred
Oct 7, 2021
Control person joined
Casey Haars (Vice President) appeared on Schedule A of G-Legion, Llc
Form ADVobserved 4 days ago
Occurred
Jun 19, 2019
Control person left
Nmn Michael Mancuso (Treasurer) no longer on Schedule A of G-Legion, Llc (listed 2019-06-18, absent 2019-06-19)
Form ADVobserved 4 days ago
Occurred
Jun 19, 2019
Control person joined
Bernard Patrick Huvane (Treasurer) appeared on Schedule A of G-Legion, Llc
Form ADVobserved 4 days ago
Occurred
Mar 26, 2019
Regulatory AUM changed
G-Legion, Llc reported RAUM $1.1B, down 37% from $1.8B (2019-01-09 to 2019-03-26)
Form ADVobserved 4 days ago
$-649M
Occurred
Dec 20, 2016
First Form ADV filing
Keeley-Teton Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb7618de-d289-b657-190e-6eeb027e983b
First observed: Dec 20, 2016
Last observed: Jul 30, 2026 51 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

G-LEGION, LLC

CRD 286297

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb7618de-d289-b657-190e-6eeb027e983b

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT HERMAN BECKER

Chartered Financial Analyst

CHICAGO, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GABELLI, MARIO, JOSEPH

CEO, DIRECTOR AND THE MAJORITY SHAREHOLDER OF COMMON STOCK

yes

11/1976

Dec 20, 2016

Aug 15, 2024

GGCP, INC.

SHAREHOLDER OF CLASS A AND B COMMON STOCK

yes

03/2009

Dec 20, 2016

Aug 15, 2024

HAARS, CASEY, CARL

CHIEF FINANCIAL OFFICER

yes

03/2023

Oct 7, 2021

Aug 15, 2024

HAYDEN, TIFFANY, RENEE

CHIEF COMPLIANCE OFFICER

yes

01/2022

Oct 7, 2021

Aug 15, 2024

KALHA, MANJIT, SINGH

VICE PRESIDENT FINANCE

yes

03/2023

Mar 30, 2023

Aug 15, 2024

KEELEY, KEVIN, MATTHEW

Chairman

yes

03/2023

Mar 1, 2017

Aug 15, 2024

MAJEWSKI, MARK, CHARLES

ASSOCIATE COMPLIANCE OFFICER

yes

03/2023

Mar 30, 2023

Aug 15, 2024

RAWANI, ANAND

RISK MANAGEMENT / ESG

yes

03/2023

Mar 30, 2023

Aug 15, 2024

TETON ADVISORS, INC.

SOLE MEMBER

yes

10/2016

Dec 20, 2016

Aug 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GABELLI FUNDS, LLC

n/a

Asset manager

$25B

yes

n/a

GAMCO ASSET MANAGEMENT INC.

n/a

Mixed wealth

$12B

yes

n/a

GABELLI & COMPANY INVESTMENT ADVISERS, INC.

n/a

Asset manager

$1.5B

yes

n/a

TETON ADVISORS, LLC

n/a

Asset manager

$251M

yes

n/a

G.DISTRIBUTORS, LLC

n/a

yes

n/a

G.RESEARCH, LLC

n/a

yes

n/a

GABELLI SECURITIES INTERNATIONAL (UK) LIMITED

n/a

yes

n/a

GAMCO ASSET MANAGEMENT (UK) LTD

n/a

yes

n/a

TETON ADVISORS, INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$12.6M

n/a

2024

Mar 28, 2025

$1.0B

n/a

2023

Mar 28, 2024

$889M

n/a

2022

Mar 30, 2023

$929M

n/a

2021

Mar 2, 2022

$1.1B

n/a

2020

Mar 25, 2021

$898M

n/a

2019

Mar 25, 2020

$1.1B

n/a

2018

Mar 26, 2019

$1.1B

n/a

2017

Mar 16, 2018

$1.8B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$12.6M

$1.0B

-98.8%

$929M

-76.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

KEELEY ASSET MANAGEMENT CORP

Mar 3, 2017

Dec 11, 2017

CHICAGO, IL

Team lift out

Other

100.0%