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Advisor at JOURNEY WEALTH MANAGEMENT
CLEVELAND, OH | Akron, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JOURNEY WEALTH MANAGEMENT | Independent wealth | Jul 7, 2025 | n/a | yes | Akron, OH|CLEVELAND, OH | Current employment |
| AUXIN GROUP WEALTH MANAGEMENT, LLC | Former SEC adviser | Jun 12, 2015 | Sep 4, 2025 | no | AKRON, OH | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 27, 2010 | Jun 23, 2015 | no | AKRON, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 28, 2009 | Sep 27, 2010 | no | AKRON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AUXIN GROUP WEALTH MANAGEMENT, LLC | JOURNEY WEALTH MANAGEMENT | Sep 4, 2025 | Jul 7, 2025 | -59 | Firm change after gap | RIA to RIA |
| UBS FINANCIAL SERVICES INC. | AUXIN GROUP WEALTH MANAGEMENT, LLC | Jun 23, 2015 | Jun 12, 2015 | -11 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Sep 27, 2010 | Sep 27, 2010 | 0 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:226599:OH:2015-06-23 | Jun 23, 2015 | Jun 12, 2015 | AKRON, OH | Firm change |