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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

ROBERT J SWINDAMAN

Advisor at EMVISION CAPITAL ADVISORS, LLC

Dublin, OH | AURORA, OH

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Search this name across graphsid dfx:ria:fb8b0f7b-8481-6fd7-dcc2-44328aff5875

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMVISION CAPITAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 24, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 10, 2023
First registration: Dec 24, 2008
Dual registered: yes, broker-dealer
Other names: ROBERT J SUINDAMAN|RJ SWINDAMAN|ROBERT J SWINDAMAN|ROBERT JAMES SWINDAMAN|Robert J Swindaman
IAPD individual key: 5588498

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMVISION CAPITAL ADVISORS, LLC	Independent wealth	Jan 13, 2026	n/a	yes	AURORA, OH	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	May 15, 2023	n/a	yes	Dublin, OH	Current employment
EMVISION CAPITAL ADVISORS, LLC	Independent wealth	Sep 24, 2025	Dec 31, 2025	no	AURORA, OH	Previous registration
REA WEALTH MANAGEMENT	Independent wealth	Jul 16, 2023	Oct 2, 2024	no	NEW PHILADELPHIA, OH	Previous registration
GERBER, LLC	Independent wealth	Mar 19, 2012	Oct 14, 2019	no	COLUMBUS, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 24, 2009	Apr 22, 2010	no	SUNBURY, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 24, 2008	Feb 13, 2009	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REA WEALTH MANAGEMENT	EMVISION CAPITAL ADVISORS, LLC	Oct 2, 2024	Sep 24, 2025	357	Firm change	RIA to new firm
GERBER, LLC	COMMONWEALTH FINANCIAL NETWORK	Oct 14, 2019	May 15, 2023	1,309	Firm change after gap	RIA to ibd
CHASE INVESTMENT SERVICES CORP.	GERBER, LLC	Apr 22, 2010	Mar 19, 2012	697	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Feb 13, 2009	Apr 24, 2009	70	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108913:337827:OH:2024-10-02	Oct 2, 2024	Sep 24, 2025	NEW PHILADELPHIA, OH	Firm change

Relationships

Registered with (6)

→ EMVISION CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 24, 2025 to Dec 31, 2025factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
May 15, 2023 to presentfactForm ADV
→ REA WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 16, 2023 to Oct 2, 2024factForm ADV
→ GERBER, LLCRegistered adviserregistration: previous registration
Mar 19, 2012 to Oct 14, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 24, 2009 to Apr 22, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 24, 2008 to Feb 13, 2009factForm ADV

Dated events

Occurred
Oct 2, 2024
Advisor changed firm
Robert J Swindaman left Rea Wealth Management for Emvision Capital Advisors, Llc (registered 2025-09-24)
Form ADVobserved 5 days ago