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Advisor at M••••• S••••••
Stamford, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Aug 6, 2019 | n/a | yes | Stamford, CT | Current employment |
| G•• F•••••••• S••••••••• L•• | Former SEC adviser | Jan 2, 2019 | Feb 14, 2019 | no | Westport, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•• F•••••••• S••••••••• L•• | M••••• S•••••• | Feb 14, 2019 | Aug 6, 2019 | 173 | Firm change | RIA to wirehouse |
| R•••••• A••••••• | G•• F•••••••• S••••••••• L•• | Jan 2, 2019 | Jan 2, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105927:284758:CT:2019-01-02 | Jan 2, 2019 | Jan 2, 2019 | WESTPORT, CT | Firm change |
| R•••••• A••••••• |
| Former SEC adviser |
| Jan 22, 2018 |
| Jan 2, 2019 |
| no |
| WESTPORT, CT |
| Previous registration |
| 0 |
| Channel change |
| Other |