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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 29, 2025 | n/a | yes | CHARLOTTE, NC|ST. LOUIS, MO | Current employment |
| PTMA INVESTMENT ADVISORS | Asset manager | Oct 18, 2024 | Aug 25, 2025 | no | NAPERVILLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PTMA INVESTMENT ADVISORS | WELLS FARGO ADVISORS | Aug 25, 2025 | Sep 29, 2025 | 35 | Firm change | Other |