DFX Intelligence

S•••••• P••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

S•••••• P••• B•••••

Advisor at V••••• C•••••• M••••••••• L••

BRENTWOOD, TN | IRVINE, CA

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Search this name across graphsid dfx:ria:fba0a4eb-fba3-74cd-93d3-c1f6146e3d88

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• C•••••• M••••••••• L••	Independent wealth	Dec 1, 2021	n/a	yes	IRVINE, CA\|BRENTWOOD, TN	Current employment
V••••• C•••••• M••••••••• L••	Independent wealth	Jun 25, 2019	Jun 29, 2021	no	BRENTWOOD, TN\|IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• W••••• M••••••••• L••	V••••• C•••••• M••••••••• L••	Jan 1, 2022	Jun 25, 2019	-921	Firm change after gap	Other
H••••• I••••••••• M••••••••• L••	B••••• W••••• M••••••••• L••	Jul 2, 2019	Feb 27, 2017

Relationships

Registered with (4)

→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 25, 2019 to Jun 29, 2021factForm ADV
→ B••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 27, 2017 to Jan 1, 2022factForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 16, 2015 to Jul 2, 2019factForm ADV
→ F••• A••••••• S•••••••• I•••

Dated events

Occurred
Jan 1, 2022
Advisor changed firm
S•••••• P••• B••••• left B••••• W••••• M••••••••• L•• for V••••• C•••••• M••••••••• L•• (registered 2019-06-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fba0a4eb-fba3-74cd-93d3-c1f6146e3d88
First observed: Mar 10, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.