DFX Intelligence
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Reading the graph
Reading the graph
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Advisor at C•••••••
Chesterton, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••••• W••••• M••••••••• G••••• L•• | F•••• A••••• A••••••• S•••••••• I••• | Jun 30, 2020 | Jan 3, 2007 | -4,927 | Firm change after gap | Other |
| F•••• A••••• A••••••• S•••••••• I••• | C••••••• | Dec 31, 2007 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 140271:137888:IN:2020-06-30 | Jun 30, 2020 | Jan 3, 2007 | CHESTERTON, IN | Firm change after gap |
| F•••• A••••• A••••••• S•••••••• I••• | Former SEC adviser | Jan 3, 2007 | Dec 31, 2007 | no | CHESTERFIELD, MO | Previous registration |
| L••••••• W••••• M••••••••• G••••• L•• | Former SEC adviser | Jun 12, 2006 | Jun 30, 2020 | no | CHESTERTON, IN | Previous registration |
| F•• A••••••• S••••••• I•• | n/a | May 24, 2005 | Jan 3, 2007 | no | CHESTERTON, IN|VALPARAISO, IN | Previous registration |
| 4,509 |
| Firm change after gap |
| Other |
| F•• A••••••• S••••••• I•• | L••••••• W••••• M••••••••• G••••• L•• | Jan 3, 2007 | Jun 12, 2006 | -205 | Firm change after gap | Other |