DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Jocelyn Anne Witzman
At current firm
5 y
since Jan 19, 2021
In the industry
22 y
since Jan 1, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince Jan 19, 2021 · Chesterton, In
- Captrust institutionalMay 5, 2020 to Aug 20, 2020 · Chesterton, In
- First Allied Advisory Services, Inc. formerJan 3, 2007 to Dec 31, 2007 · Chesterfield, Mo
- Lakeside Wealth Management Group, LLC formerJun 12, 2006 to Jun 30, 2020 · Chesterton, In
- Ffp Advisory Services Inc unclassifiedMay 24, 2005 to Jan 3, 2007 · Chesterton, In
Moves
a registration end followed by a registration begin elsewhere
- Lakeside Wealth Management Group, LLC to First Allied Advisory Services, Inc.left Jun 30, 2020, registered Jan 3, 2007 (-4927 days) · Other · moved with a team
- First Allied Advisory Services, Inc. to Captrustleft Dec 31, 2007, registered May 5, 2020 (4509 days) · Other
- Ffp Advisory Services Inc to Lakeside Wealth Management Group, LLCleft Jan 3, 2007, registered Jun 12, 2006 (-205 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address