DFX Intelligence

J••••• P••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor39 years in industry

J••••• P••• G•••••••••

Advisor at S•• C•••••• M••••••••• L••

BOSTON, MA | Lexington, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fba26b23-764d-47e2-c326-7851fdcf054b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Apr 28, 2004 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J••••• P••• G•••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• C•••••• M••••••••• L••	Independent wealth	Mar 3, 2025	n/a	yes	BOSTON, MA\|Lexington, KY	Current employment
E••• C•••••• G••••• L••	Former SEC adviser	Aug 16, 2018	Feb 4, 2025	no	Lexington, KY\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••• C•••••• G••••• L••	S•• C•••••• M••••••••• L••	Feb 4, 2025	Mar 3, 2025	27	Firm change	RIA to RIA
E••• A•••••••• L••	E••• C•••••• G••••• L••	Aug 16, 2018	Aug 16, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
297596:122258:GA:2025-02-04	Feb 4, 2025	Mar 3, 2025	ATLANTA, GA	Firm change
142261:297596:GA:2018-08-16	Aug 16, 2018	Aug 16, 2018	ATLANTA, GA	Firm change

Relationships

Registered with (4)

→ S•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ E••• C•••••• G••••• L••Registered adviserregistration: previous registration
Aug 16, 2018 to Feb 4, 2025factForm ADV
→ E••• A•••••••• L••Registered adviserregistration: previous registration
Feb 22, 2007 to Aug 16, 2018factForm ADV
→ C••••• S••••• S••••••••• •••• L••

Dated events

Occurred
Feb 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fba26b23-764d-47e2-c326-7851fdcf054b
First observed: Apr 28, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.