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Advisor at SOVRAN ADVISORS, LLC
SAN DIEGO, CA | Costa Mesa, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOVRAN ADVISORS, LLC | Independent wealth | Mar 5, 2024 | n/a | yes | Costa Mesa, CA|SAN DIEGO, CA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 1, 2019 | Mar 6, 2024 | no | Costa Mesa, CA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Oct 2, 2013 | May 8, 2019 | no | NEWPORT BEACH, CA|VENTURA, CA|IRVINE, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 27, 2012 | Aug 29, 2013 | no | COSTA MESA, CA|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | SOVRAN ADVISORS, LLC | Mar 6, 2024 | Mar 5, 2024 | -1 | Bulk transfer | Ibd to new firm |
| PARK AVENUE SECURITIES LLC | MML INVESTORS SERVICES, LLC | May 8, 2019 | May 1, 2019 | -7 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | PARK AVENUE SECURITIES LLC | Aug 29, 2013 | Oct 2, 2013 | 34 | Firm change | Other |