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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

GREGG STEWART SAUNDERS

Advisor at LPL FINANCIAL LLC

BOISE, ID

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Search this name across graphsid dfx:ria:fba93802-2d4e-ca4b-c174-46a12b3d9da5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 5, 1995
First registration: May 15, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2667094

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 3, 2020	n/a	yes	BOISE, ID	Current employment
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Former SEC adviser	Feb 17, 2015	Aug 3, 2020	no	BOISE, ID\|OLYMPIA, WA\|Boise, ID\|Boise, ID	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Apr 1, 2011	no	BOISE, ID	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jul 6, 2007	Jan 2, 2009	no	MERIDIAN, ID\|BOISE, ID\|GARDEN CITY, ID\|KETCHUM, ID\|BOISE, ID	Previous registration
EDWARD JONES	National bd RIA	Apr 29, 2005	Jul 5, 2007	no	BOISE, ID	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	May 15, 2002	May 4, 2005	no	BOISE, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	LPL FINANCIAL LLC	Aug 3, 2020	Aug 3, 2020	0	Firm change	RIA to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Apr 1, 2011	Feb 17, 2015	1,418	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
EDWARD JONES	RAYMOND JAMES FINANCIAL SERVICES, INC.	Jul 5, 2007	Jul 6, 2007	1	Firm change	Other
KEYBANC CAPITAL MARKETS INC.	EDWARD JONES	May 4, 2005	Apr 29, 2005	-5	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 3, 2020 to presentfactForm ADV
→ FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 17, 2015 to Aug 3, 2020factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Apr 1, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 6, 2007 to Jan 2, 2009factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 29, 2005 to Jul 5, 2007factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
May 15, 2002 to May 4, 2005factForm ADV

Dated events

No dated event names this entity yet.