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Registered advisor
G•••• S•••••• S•••••••
Feed of 09/14/2026
At current firm
6 y
since Aug 3, 2020
In the industry
30 y
since Dec 5, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 3, 2020 · Boise, Id
- F•••••••• A•••••••• I••••••••• M••••••••• formerFeb 17, 2015 to Aug 3, 2020 · Boise, Id
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Apr 1, 2011 · Boise, Id
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJul 6, 2007 to Jan 2, 2009 · Meridian, Id
- E••••• J•••• national BDApr 29, 2005 to Jul 5, 2007 · Boise, Id
- K•••••• C•••••• M•••••• I••• unclassifiedMay 15, 2002 to May 4, 2005 · Boise, Id
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• A•••••••• I••••••••• M••••••••• to L•• F•••••••• L••left Aug 3, 2020, registered Aug 3, 2020 (0 days) · RIA to affiliated broker-dealer or bank
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F•••••••• A•••••••• I••••••••• M•••••••••left Apr 1, 2011, registered Feb 17, 2015 (1418 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- E••••• J•••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jul 5, 2007, registered Jul 6, 2007 (1 days) · Other
- K•••••• C•••••• M•••••• I••• to E••••• J••••left May 4, 2005, registered Apr 29, 2005 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address