DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Gilbert, AZ | CHANDLER, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 27, 2023 | n/a | yes | Gilbert, AZ|CHANDLER, AZ | Current employment |
| EDWARD JONES | National bd RIA | May 19, 2016 | Dec 12, 2022 | no | TEMPE, AZ|TEMPE, AZ|TEMPE, AZ|TEMPE, AZ|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 12, 2022 | Feb 27, 2023 | 77 | Firm change | Ibd to wirehouse |