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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

ALEXANDER BERND OVERKAMP

Advisor at FISCAL WISDOM WEALTH MANAGEMENT LLC

Thomaston, CT | CANTON, CT

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Search this name across graphsid dfx:ria:fbb9e9c8-aa00-b3b6-ba97-e016d32e9913

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Sep 11, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISCAL WISDOM WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Sep 5, 2002
First registration: Sep 11, 2002
Dual registered: yes, broker-dealer
Other names: ALEXANDER BERND OVERKAMP|ALEXANDER BERNARD OVERKAMP
IAPD individual key: 4129277

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISCAL WISDOM WEALTH MANAGEMENT LLC	Independent wealth	Oct 26, 2023	n/a	yes	Thomaston, CT\|CANTON, CT	Current employment
SENTINEL ASSET MANAGEMENT, LLC	State registered	Nov 4, 2022	Jan 17, 2024	no	WALLINGFORD, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 13, 2017	Oct 27, 2022	no	SOUTHINGTON, CT\|WATERBURY, CT\|WATERBURY, CT\|BETHANY, CT\|HARTFORD, CT\|SEYMOUR, CT\|NEW HAVEN, CT\|OLD SAYBROOK, CT\|MADISON, CT	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 4, 2016	Oct 26, 2017	no	Milford, CT	Previous registration
LANTERN WEALTH ADVISORS, LLC	Independent wealth	Jul 15, 2014	Jan 7, 2016	no	SEYMOUR, CT\|MELVILLE, NY	Previous registration
REBY ADVISORS, LLC	Former SEC adviser	Jan 23, 2013	Jun 16, 2014	no	DANBURY, CT	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Jul 31, 2008	Dec 4, 2012	no	STAMFORD, CT	Previous registration
GENWORTH FINANCIAL ASSET MANAGEMENT, INC	n/a	Jun 2, 2005	Aug 1, 2008	no	STAMFORD, CT	Previous registration
JOHN HANCOCK DISTRIBUTORS LLC	n/a	Sep 11, 2002	Apr 11, 2005	no	STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SENTINEL ASSET MANAGEMENT, LLC	FISCAL WISDOM WEALTH MANAGEMENT LLC	Jan 17, 2024	Oct 26, 2023	-83	Firm change after gap	Other
LPL FINANCIAL LLC	SENTINEL ASSET MANAGEMENT, LLC	Oct 27, 2022	Nov 4, 2022	8	Firm change	RIA to state RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Oct 26, 2017	Nov 13, 2017	18	Firm change	Other
LANTERN WEALTH ADVISORS, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jan 7, 2016	Jan 4, 2016	-3	Firm change	Other
REBY ADVISORS, LLC	LANTERN WEALTH ADVISORS, LLC	Jun 16, 2014	Jul 15, 2014	29	Firm change	Other
ASSETMARK, INC.	REBY ADVISORS, LLC	Dec 4, 2012	Jan 23, 2013	50	Firm change	Other
GENWORTH FINANCIAL ASSET MANAGEMENT, INC	ASSETMARK, INC.	Aug 1, 2008	Jul 31, 2008	-1	Firm change	Other
JOHN HANCOCK DISTRIBUTORS LLC	GENWORTH FINANCIAL ASSET MANAGEMENT, INC	Apr 11, 2005	Jun 2, 2005	52	Firm change	Other

Relationships

Registered with (9)

→ FISCAL WISDOM WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Oct 26, 2023 to presentfactForm ADV
→ SENTINEL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 4, 2022 to Jan 17, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 13, 2017 to Oct 27, 2022factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 4, 2016 to Oct 26, 2017factForm ADV
→ LANTERN WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 15, 2014 to Jan 7, 2016factForm ADV
→ REBY ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 23, 2013 to Jun 16, 2014factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Jul 31, 2008 to Dec 4, 2012factForm ADV
→ GENWORTH FINANCIAL ASSET MANAGEMENT, INCRegistered adviserregistration: previous registration
Jun 2, 2005 to Aug 1, 2008factForm ADV
→ JOHN HANCOCK DISTRIBUTORS LLCRegistered adviserregistration: previous registration
Sep 11, 2002 to Apr 11, 2005factForm ADV

Dated events

Occurred
Jan 17, 2024
Advisor changed firm
Alexander Bernd Overkamp left Sentinel Asset Management, Llc for Fiscal Wisdom Wealth Management Llc (registered 2023-10-26)
Form ADVobserved 4 days ago
Occurred
Oct 27, 2022
Advisor changed firm
Alexander Bernd Overkamp left Lpl Financial Llc for Sentinel Asset Management, Llc (registered 2022-11-04)
Form ADVobserved 4 days ago