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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FISCAL WISDOM WEALTH MANAGEMENT LLC

CRD 168299

CANTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08dcfd52-9df9-28e5-dc1a-9b094b431e38

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 21
On other graphs: 0
Observed: Jul 3, 2020 to Aug 27, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $386MItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $386M
Private client RAUM: $369MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $32.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 10
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 2,828
Individual clients: 2,624
High net worth clients: 52
Custody, client assets: $1.2M
SEC number: 801-119231
CRD: 168299
Filings on the tape: 47
First filed: Jul 3, 2020
Latest filed: Aug 27, 2026
Organised: Limited Liability Company, GA
Website: fiscalwisdom.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL EDWARD CHADWICK	Certified Financial Planner\|Chartered Financial Consultant	CANTON, CT \| Watertown, CT \| Thomaston, CT \| Canton, CT	7	32	6	yes
MICHAEL ALFONSE BARATTA	Chartered Financial Consultant	CANTON, CT \| Atlanta, GA	6	24	2	yes
RENEE EVA AMOCHAEV	n/a	CANTON, CT \| Santa Rosa, CA	6	26	3	no
RICHARD ALLEN BEAN	Certified Financial Planner	Manchester, NH \| CANTON, CT	4	35	6	no
MAX D ISAACMAN	n/a	San Francisco, CA \| CANTON, CT	3	46	7	no
ALEXANDER BERND OVERKAMP	n/a	Thomaston, CT \| CANTON, CT	2	24	8	yes
Jessica Martin	n/a	CANTON, CT	1	13	n/a	no
Coty Shean	n/a	CANTON, CT	1	10	n/a	no
DANIEL A. ROBERTS	n/a	Parrish, FL \| CANTON, CT	1	34	6	yes
BENJAMIN GRAHAM STILLE	n/a	CANTON, CT \| Delray Beach, FL	0	22	5	no
Allen Edward Dunahoo	n/a	CANTON, CT \| Thomaston, CT	0	20	3	yes
TRAVIS MASAICHI TAZAWA	Certified Financial Planner	CANTON, CT \| Hilo, HI	0	15	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHADWICK, MICHAEL, EDWARD	CEO OWNER	E	yes	11/2023	Feb 18, 2022	Sep 25, 2024
CHADWICK, MICHAEL, EDWARD	Ceo	Na	yes	11/2023	Feb 18, 2022	Sep 25, 2024
FISCAL WISDOM HOLDINGS INC.	Owner	E	yes	11/2023	Dec 6, 2023	Sep 25, 2024
ROBERTS, DANIEL, ANTHONY	Cco	Na	yes	01/2023	Feb 10, 2023	Sep 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Canton	Ct	United States	3	yes
Hilo	Hi	United States	3	no
Cupertino	CA	United States	1	no
SANTA ROSA	CA	United States	1	no
Thomaston	Ct	United States	1	yes
Atlanta	Ga	United States	1	no
Cpnyers	Ga	United States	1	no
Kooskia	Id	United States	1	no
Manchester	Nh	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$386M	$386M	18	10	8	n/a	n/a
2024	Apr 24, 2025	$260M	$260M	22	13	8	n/a	n/a
2023	Mar 26, 2024	$214M	$214M	22	13	10	n/a	n/a
2022	Jan 4, 2023	$213M	$213M	13	13	8	n/a	n/a
2021	Feb 18, 2022	$167M	$167M	14	13	6	n/a	n/a
2020	Mar 30, 2021	$109M	$109M	16	16	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	1	0	0	5	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$386M	$260M	48.6%	$213M	21.9%	18	22	8	8

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PORTSMOUTH FINANCIAL SERVICES	2	Dec 31, 2022	Sep 3, 2020	SAN FRANCISCO, CA	Team lift out	Other	40.0%

Relationships

Registered with (25)

← TRAVIS MASAICHI TAZAWAAdvisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← Allen Edward DunahooAdvisorregistration: current employment
Mar 23, 2026 to presentfactForm ADV
← BENJAMIN GRAHAM STILLEAdvisorregistration: previous registration
Jan 31, 2014 to Oct 23, 2014factForm ADV
← DANIEL A. ROBERTSAdvisorregistration: current employment
Sep 2, 2025 to presentfactForm ADV
← Coty SheanAdvisorregistration: current employment
Jun 13, 2025 to presentfactForm ADV
← Jessica MartinAdvisorregistration: current employment
Oct 15, 2024 to presentfactForm ADV
← ALEXANDER BERND OVERKAMPAdvisorregistration: current employment
Oct 26, 2023 to presentfactForm ADV
← MAX D ISAACMANAdvisorregistration: previous registration
Sep 3, 2020 to Jan 9, 2023factForm ADV
← RICHARD ALLEN BEANAdvisorregistration: current employment
Jun 6, 2022 to presentfactForm ADV
← RENEE EVA AMOCHAEVAdvisorregistration: current employment
Sep 1, 2020 to presentfactForm ADV
← MICHAEL ALFONSE BARATTAAdvisorregistration: current employment
Jul 14, 2020 to presentfactForm ADV
← MICHAEL EDWARD CHADWICKAdvisorregistration: current employment
Jun 12, 2019 to presentfactForm ADV
← SHIH HUA LIUAdvisorregistration: previous registration
Aug 2, 2021 to Apr 2, 2025factForm ADV
← Courtney LaShay Wiley IngramAdvisorregistration: previous registration
Mar 21, 2024 to Apr 5, 2024factForm ADV
← JOSEPH JOHN GORMLEYAdvisorregistration: previous registration
Oct 23, 2019 to Nov 22, 2023factForm ADV
← KEVIN DAUPHINEEAdvisorregistration: previous registration
Dec 20, 2022 to Oct 16, 2023factForm ADV
← NICHOLAS ADAM BOURAdvisorregistration: previous registration
Feb 1, 2022 to Sep 22, 2023factForm ADV
← Francis J AielloAdvisorregistration: previous registration
Dec 23, 2021 to Dec 5, 2022factForm ADV
← DAWN RENEE CAREYAdvisorregistration: previous registration
Dec 26, 2018 to Dec 2, 2022factForm ADV
← AARON LEE WILLIAMSAdvisorregistration: previous registration
Sep 20, 2021 to Nov 30, 2022factForm ADV
← WILLIAM JOHN KOSICAdvisorregistration: previous registration
Oct 22, 2019 to Mar 31, 2022factForm ADV
← KENNETH MICHAEL ACKERMANAdvisorregistration: previous registration
Oct 4, 2018 to Mar 31, 2022factForm ADV
← RICHARD JAMES GOWAdvisorregistration: previous registration
Jun 3, 2019 to Mar 1, 2021factForm ADV
← JESSE Julian GRIFFINAdvisorregistration: previous registration
Apr 25, 2019 to Jan 27, 2021factForm ADV
← John Allan DuncanAdvisorregistration: previous registration
Apr 10, 2019 to Oct 2, 2019factForm ADV

Controls (3)

← ROBERTS, DANIEL, ANTHONYOwnerCCO, ownership code NA, individual
Feb 10, 2023 to Sep 25, 2024factForm ADV
← CHADWICK, MICHAEL, EDWARDOwnerCEO OWNER, ownership code E, individual
Feb 18, 2022 to Sep 25, 2024factForm ADV
← FISCAL WISDOM HOLDINGS INC.OwnerOWNER, ownership code E, domestic entity
Dec 6, 2023 to Sep 25, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Fiscal Wisdom Wealth Management Llc reported RAUM $386.0M, up 49% from $259.8M (2025-11-20 to 2026-03-31)
Form ADVobserved 4 days ago
$126M
Occurred
Apr 2, 2025
Advisor changed firm
Shih Hua Liu left Fiscal Wisdom Wealth Management Llc for Arete Wealth Advisors, Llc (registered 2024-12-10)
Form ADVobserved 4 days ago
Occurred
Apr 5, 2024
Advisor changed firm
Courtney Lashay Wiley Ingram left Fiscal Wisdom Wealth Management Llc for Advisor Share Wealth Management, Llc (registered 2024-05-09)
Form ADVobserved 4 days ago
Occurred
Jan 30, 2024
Succession filed (Item 4)
Portsmouth - Smartlife Financial Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Dec 6, 2023
Control person left
Alfonse Michael Baratta (Ceo) no longer on Schedule A of Fiscal Wisdom Wealth Management Llc (listed 2023-11-06, absent 2023-12-06)
Form ADVobserved 4 days ago
Occurred
Dec 6, 2023
Control person left
Lawrence Raymond Lent (Part Owner) no longer on Schedule A of Fiscal Wisdom Wealth Management Llc (listed 2023-11-06, absent 2023-12-06)
Form ADVobserved 4 days ago
Occurred
Dec 6, 2023
Control person left
Chiaping Echo Chien (Part Owner) no longer on Schedule A of Fiscal Wisdom Wealth Management Llc (listed 2023-11-06, absent 2023-12-06)
Form ADVobserved 4 days ago
Occurred
Nov 22, 2023
Advisor changed firm
Joseph John Gormley left Fiscal Wisdom Wealth Management Llc for Empirikal Partners Llc (registered 2023-12-19)
Form ADVobserved 4 days ago
Occurred
Oct 16, 2023
Advisor changed firm
Kevin Dauphinee left Fiscal Wisdom Wealth Management Llc for Creativeone Wealth, Llc (registered 2024-04-29)
Form ADVobserved 4 days ago
Occurred
Sep 22, 2023
Advisor changed firm
Nicholas Adam Bour left Fiscal Wisdom Wealth Management Llc for Redwood Private Wealth (registered 2023-09-26)
Form ADVobserved 4 days ago
Occurred
Feb 10, 2023
Control person joined
Anthony Daniel Roberts (Cco) appeared on Schedule A of Fiscal Wisdom Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Jan 9, 2023
Advisor changed firm
Max D Isaacman left Fiscal Wisdom Wealth Management Llc for Fidelity Personal And Workplace Advisors (registered 2023-03-02)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Team lift-out
2 advisors left Portsmouth Financial Services (San Francisco, CA) for Fiscal Wisdom Wealth Management LLC within 9 days
Form ADVobserved 3 days ago
2 advisors
Occurred
Dec 5, 2022
Advisor changed firm
Francis J Aiello left Fiscal Wisdom Wealth Management Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-02-07)
Form ADVobserved 4 days ago
Occurred
Dec 2, 2022
Advisor changed firm
Dawn Renee Carey left Fiscal Wisdom Wealth Management Llc for Impact Partnership Wealth, Llc (registered 2022-12-19)
Form ADVobserved 4 days ago
Occurred
Nov 30, 2022
Advisor changed firm
Aaron Lee Williams left Fiscal Wisdom Wealth Management Llc for Alden Investment Group (registered 2023-01-03)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Advisor changed firm
William John Kosic left Fiscal Wisdom Wealth Management Llc for Empirikal Partners Llc (registered 2022-05-18)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Advisor changed firm
Kenneth Michael Ackerman left Fiscal Wisdom Wealth Management Llc for Hammond Asset Management Llc (registered 2022-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Control person joined
Lawrence Raymond Lent (Part Owner) appeared on Schedule A of Fiscal Wisdom Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Control person joined
Chiaping Echo Chien (Part Owner) appeared on Schedule A of Fiscal Wisdom Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Jul 3, 2020
First Form ADV filing
Smartlife Financial Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08dcfd52-9df9-28e5-dc1a-9b094b431e38
First observed: Jul 3, 2020
Last observed: Aug 27, 2026 23 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FISCAL WISDOM WEALTH MANAGEMENT LLC

CRD 168299

CANTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08dcfd52-9df9-28e5-dc1a-9b094b431e38

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL EDWARD CHADWICK

Certified Financial Planner|Chartered Financial Consultant

CANTON, CT | Watertown, CT | Thomaston, CT | Canton, CT

yes

MICHAEL ALFONSE BARATTA

Chartered Financial Consultant

CANTON, CT | Atlanta, GA

yes

RENEE EVA AMOCHAEV

n/a

CANTON, CT | Santa Rosa, CA

RICHARD ALLEN BEAN

Certified Financial Planner

Manchester, NH | CANTON, CT

MAX D ISAACMAN

n/a

San Francisco, CA | CANTON, CT

ALEXANDER BERND OVERKAMP

n/a

Thomaston, CT | CANTON, CT

yes

Jessica Martin

n/a

CANTON, CT

n/a

Coty Shean

n/a

CANTON, CT

n/a

DANIEL A. ROBERTS

n/a

Parrish, FL | CANTON, CT

yes

BENJAMIN GRAHAM STILLE

n/a

CANTON, CT | Delray Beach, FL

Allen Edward Dunahoo

n/a

CANTON, CT | Thomaston, CT

yes

TRAVIS MASAICHI TAZAWA

Certified Financial Planner

CANTON, CT | Hilo, HI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHADWICK, MICHAEL, EDWARD

CEO OWNER

yes

11/2023

Feb 18, 2022

Sep 25, 2024

CHADWICK, MICHAEL, EDWARD

Ceo

yes

11/2023

Feb 18, 2022

Sep 25, 2024

FISCAL WISDOM HOLDINGS INC.

Owner

yes

11/2023

Dec 6, 2023

Sep 25, 2024

ROBERTS, DANIEL, ANTHONY

Cco

yes

01/2023

Feb 10, 2023

Sep 25, 2024

City

State

Country

Employees

Also broker-dealer

Canton

United States

yes

Hilo

United States

Cupertino

United States

SANTA ROSA

United States

Thomaston

United States

yes

Atlanta

United States

Cpnyers

United States

Kooskia

United States

Manchester

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$386M

n/a

2024

Apr 24, 2025

$260M

n/a

2023

Mar 26, 2024

$214M

n/a

2022

Jan 4, 2023

$213M

n/a

2021

Feb 18, 2022

$167M

n/a

2020

Mar 30, 2021

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$386M

$260M

48.6%

$213M

21.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PORTSMOUTH FINANCIAL SERVICES

Dec 31, 2022

Sep 3, 2020

SAN FRANCISCO, CA

Team lift out

Other

40.0%