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J••••••• M•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J••••••• M•••• P••••

Advisor at C•••••• S••••• • C••• I•••

Westlake, TX | Imperial, MO

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Search this name across graphsid dfx:ria:fbc849bd-ab81-ea73-bd73-f3b022953e40

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jan 18, 2022	n/a	yes	Imperial, MO\|Westlake, TX	Current employment
T• A••••••••• I•••	Former SEC adviser	Jun 27, 2022	Oct 14, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	n/a	Oct 14, 2022	n/a	n/a	Departure no registered destination	Departure
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Jan 18, 2022	Jan 18, 2022

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Jan 18, 2022 to presentfactForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jun 27, 2022 to Oct 14, 2022factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 27, 2020 to Jan 18, 2022factForm ADV

Dated events

Occurred
Oct 14, 2022
Advisor departed, no destination yet
J••••••• M•••• P•••• no longer registered at T• A••••••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fbc849bd-ab81-ea73-bd73-f3b022953e40
First observed: Apr 15, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.