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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DANIEL JACKSON

Advisor at CHARLES SCHWAB & CO., INC.

WESTLAKE, TX

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Search this name across graphsid dfx:ria:fbcae4e8-a04c-4950-a696-e1148b96b0e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 19, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 19, 2017
First registration: Jul 19, 2017
Dual registered: yes, broker-dealer
Other names: DANIEL JACKSON|DANIEL KYLE JACKSON|Danny Jackson
IAPD individual key: 6790539

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 8, 2025	n/a	yes	WESTLAKE, TX	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	May 26, 2022	Oct 3, 2025	no	CHARLOTTE, NC\|Charlotte, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 2, 2021	Mar 21, 2022	no	ORLANDO, FL\|NEW YORK, NY	Previous registration
UWHARRIE INVESTMENT ADVISORS, INC.	Independent wealth	Jul 19, 2017	Jul 6, 2021	no	ALBEMARLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	CHARLES SCHWAB & CO., INC.	Oct 3, 2025	Oct 8, 2025	5	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	VANGUARD ADVISERS, INC.	Mar 21, 2022	May 26, 2022	66	Firm change	Wirehouse to ibd
UWHARRIE INVESTMENT ADVISORS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 6, 2021	Sep 2, 2021	58	Firm change	RIA to wirehouse

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Oct 8, 2025 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
May 26, 2022 to Oct 3, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 2, 2021 to Mar 21, 2022factForm ADV
→ UWHARRIE INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jul 19, 2017 to Jul 6, 2021factForm ADV

Dated events

Occurred
Oct 3, 2025
Advisor changed firm
Daniel Jackson left Vanguard Advisers, Inc. for Charles Schwab & Co., Inc. (registered 2025-10-08)
Form ADVobserved 3 days ago
Occurred
Mar 21, 2022
Advisor changed firm
Daniel Jackson left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Vanguard Advisers, Inc. (registered 2022-05-26)
Form ADVobserved 3 days ago