DFX Intelligence

B••••••••• A••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B••••••••• A••••••• L•••••

CRD 112019

MIAMI, FL

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Search this name across graphsid dfx:ria:fbd05c89-03bc-5364-77a6-4c879b3dac12

Data as of Jul 5, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Nov 23, 2011 to Jul 5, 2023
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••••••••• A••••••• L•••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $204M••• Locked
Discretionary RAUM: $204M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• M••••• M•• E••••••• M•••••• B••• F•••• I••	Hedge Fund	$34.8M	Mar 28, 2013	2	Mar 30, 2012	dropped	n/a
A•• S••• L•	Private Equity Fund	$29.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••• R•••••• M••••••	Member	E	yes	12/2012	Nov 23, 2011	Jul 5, 2023
K••••••• R•••••• M••••••	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	05/1999	Nov 23, 2011	Jul 5, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B• T••• P••••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$204M	$694M	-70.6%	$739M	-34.9%	5	7	0	0

Relationships

Controls (2)

← K••••••• R•••••• M••••••OwnerMEMBER, ownership code E, individual
Nov 23, 2011 to presentfactForm ADV
← M••••• L••OwnerMEMBER, ownership code E, domestic entity
Jan 30, 2013 to presentfactForm ADV

Advises (4)

→ A•• S••• L•Private fundPrivate Equity Fund, IA
Nov 13, 2020 to presentfactForm ADV
→ B••••••••• F•••••••• M••••• F•••• L•Private fund

Dated events

Occurred
May 4, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-387M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fbd05c89-03bc-5364-77a6-4c879b3dac12
First observed: Nov 23, 2011
Last observed: Jul 5, 2023 39 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.