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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CALVO FUNDS, LLC

CRD 140202

MIAMI, FL

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Search this name across graphsid dfx:ria:aee5e727-8111-d7a8-5a12-3ea7a186b970

Data as of Apr 1, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2011 to Apr 1, 2013
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $67.3MItem 5.F on the latest filing (2013-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $67.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 23
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $34.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $34.4M
SEC number: 801-67413
CRD: 140202
Filings on the tape: 4
First filed: Dec 19, 2011
Latest filed: Apr 1, 2013
Organised: Limited Liability Company, Florida

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CALVO MULTI-CURRENCY BOND MASTER FUND, LP	Hedge Fund	$34.4M	Apr 1, 2013	3	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALPHA CAPITAL HOLDINGS ,LLC	Member	E	yes	12/2005	Dec 19, 2011	Apr 1, 2013
ALPHA CAPITAL INVESTMENTS, LLC	Member	D	yes	12/2005	Dec 19, 2011	Apr 1, 2013
ASC INVESTMENTS LLC	Member	D	yes	01/2006	Dec 19, 2011	Apr 1, 2013
CALVO, ALEX	CHIEF INVESTMENT OFFICER	Na	yes	01/2006	Dec 19, 2011	Apr 1, 2013
GUTIERREZ JUNCO, BEATRIZ	CHIEF COMPLIANCE OFFICER	Na	yes	10/2012	Nov 1, 2012	Apr 1, 2013
HENRIQUEZ, RAUL, (NMN)	CHIEF EXECUTIVE OFFICER	Na	yes	01/2006	Dec 19, 2011	Apr 1, 2013
HENRIQUEZ, VICTOR, MANUEL	MANAGING PARTNER	Na	yes	08/2007	Dec 19, 2011	Apr 1, 2013
R-HENRIQUEZ HOLDINGS LC	Shareholder	D	yes	01/2006	Dec 19, 2011	Apr 1, 2013
RAUL HENRIQUEZ REV TRUST (RH TRUSTEE)	Member	E	yes	12/2005	Dec 19, 2011	Apr 1, 2013
THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUST	Member	E	yes	01/2006	Dec 19, 2011	Apr 1, 2013
V-HENRIQUEZ HOLDINGS LC	SHARE HOLDER	D	yes	01/2006	Dec 19, 2011	Apr 1, 2013
VICTOR HENRIQUEZ REV TRUST(VH TRUSTEE)	Member	E	yes	12/2005	Dec 19, 2011	Apr 1, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BISCAYNEAMERICAS ADVISERS L.L.C.	n/a	Former SEC adviser	$204M	N	yes	n/a
HB ASSET MANAGEMENT, L.C.	n/a	Former SEC adviser	$21.9M	N	yes	n/a
ALPHA CAPITAL MANAGEMNT ,LLC	n/a	n/a	n/a	N	yes	n/a
CALVO INVESTMENT PARTNERS GP, LLC	n/a	n/a	n/a	Y	yes	n/a
CALVO INVESTMENT PARTNERS GP, LTD	n/a	n/a	n/a	Y	yes	n/a
GLOBAL INVESTOR SERVICES, L.C.	n/a	n/a	n/a	N	yes	n/a
PUMA CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 1, 2013	$67.3M	$67.3M	3	2	n/a	1	$34.4M
2011	Mar 30, 2012	$44.9M	$44.9M	n/a	n/a	n/a	1	$34.4M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$67.3M	$44.9M	49.9%	n/a	n/a	3	n/a	n/a	n/a

Relationships

Affiliated with (2)

→ BISCAYNEAMERICAS ADVISERS L.L.C.Registered adviserother investment adviser, common control
factForm ADV
→ INSIGNEO WEALTH ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ CALVO MULTI-CURRENCY BOND MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (12)

← HENRIQUEZ, RAUL, (NMN)OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 19, 2011 to presentfactForm ADV
← CALVO, ALEXOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 19, 2011 to presentfactForm ADV
← GUTIERREZ JUNCO, BEATRIZOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 1, 2012 to presentfactForm ADV
← HENRIQUEZ, VICTOR, MANUELOwnerMANAGING PARTNER, ownership code NA, individual
Dec 19, 2011 to presentfactForm ADV
← ALPHA CAPITAL HOLDINGS ,LLCOwnerMEMBER, ownership code E, domestic entity
Dec 19, 2011 to presentfactForm ADV
← ALPHA CAPITAL INVESTMENTS, LLCOwnerMEMBER, ownership code D, domestic entity
Dec 19, 2011 to presentfactForm ADV
← ASC INVESTMENTS LLCOwnerMEMBER, ownership code D, domestic entity
Dec 19, 2011 to presentfactForm ADV
← R-HENRIQUEZ HOLDINGS LCOwnerSHAREHOLDER, ownership code D, domestic entity
Dec 19, 2011 to presentfactForm ADV
← RAUL HENRIQUEZ REV TRUST (RH TRUSTEE)OwnerMEMBER, ownership code E, domestic entity
Dec 19, 2011 to presentfactForm ADV
← THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUSTOwnerMEMBER, ownership code E, domestic entity
Dec 19, 2011 to presentfactForm ADV
← V-HENRIQUEZ HOLDINGS LCOwnerSHARE HOLDER, ownership code D, domestic entity
Dec 19, 2011 to presentfactForm ADV
← VICTOR HENRIQUEZ REV TRUST(VH TRUSTEE)OwnerMEMBER, ownership code E, domestic entity
Dec 19, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aee5e727-8111-d7a8-5a12-3ea7a186b970
First observed: Dec 19, 2011
Last observed: Apr 1, 2013 163 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CALVO FUNDS, LLC

CRD 140202

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aee5e727-8111-d7a8-5a12-3ea7a186b970

Data as of Apr 1, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CALVO MULTI-CURRENCY BOND MASTER FUND, LP

Hedge Fund

$34.4M

Apr 1, 2013

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALPHA CAPITAL HOLDINGS ,LLC

Member

yes

12/2005

Dec 19, 2011

Apr 1, 2013

ALPHA CAPITAL INVESTMENTS, LLC

Member

yes

12/2005

Dec 19, 2011

Apr 1, 2013

ASC INVESTMENTS LLC

Member

yes

01/2006

Dec 19, 2011

Apr 1, 2013

CALVO, ALEX

CHIEF INVESTMENT OFFICER

yes

01/2006

Dec 19, 2011

Apr 1, 2013

GUTIERREZ JUNCO, BEATRIZ

CHIEF COMPLIANCE OFFICER

yes

10/2012

Nov 1, 2012

Apr 1, 2013

HENRIQUEZ, RAUL, (NMN)

CHIEF EXECUTIVE OFFICER

yes

01/2006

Dec 19, 2011

Apr 1, 2013

HENRIQUEZ, VICTOR, MANUEL

MANAGING PARTNER

yes

08/2007

Dec 19, 2011

Apr 1, 2013

R-HENRIQUEZ HOLDINGS LC

Shareholder

yes

01/2006

Dec 19, 2011

Apr 1, 2013

RAUL HENRIQUEZ REV TRUST (RH TRUSTEE)

Member

yes

12/2005

Dec 19, 2011

Apr 1, 2013

THE ALEXANDER AND ANN MARIE CALVO JOINT REVOCABLE TRUST

Member

yes

01/2006

Dec 19, 2011

Apr 1, 2013

V-HENRIQUEZ HOLDINGS LC

SHARE HOLDER

yes

01/2006

Dec 19, 2011

Apr 1, 2013

VICTOR HENRIQUEZ REV TRUST(VH TRUSTEE)

Member

yes

12/2005

Dec 19, 2011

Apr 1, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BISCAYNEAMERICAS ADVISERS L.L.C.

n/a

Former SEC adviser

$204M

yes

n/a

HB ASSET MANAGEMENT, L.C.

n/a

Former SEC adviser

$21.9M

yes

n/a

ALPHA CAPITAL MANAGEMNT ,LLC

n/a

yes

n/a

CALVO INVESTMENT PARTNERS GP, LLC

n/a

yes

n/a

CALVO INVESTMENT PARTNERS GP, LTD

n/a

yes

n/a

GLOBAL INVESTOR SERVICES, L.C.

n/a

yes

n/a

PUMA CAPITAL, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 1, 2013

$67.3M

n/a

$34.4M

2011

Mar 30, 2012

$44.9M

n/a

$34.4M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$67.3M

$44.9M

49.9%

n/a