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Advisor at BLACKHAWK FINANCIAL ADVISORS
COLUMBIA, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLACKHAWK FINANCIAL ADVISORS | State registered | May 5, 2023 | n/a | yes | COLUMBIA, SC | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 18, 2020 | Aug 18, 2023 | no | DANVILLE, CA | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Oct 30, 2013 | Sep 18, 2020 | no | Danville, CA | Previous registration |
| HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC | Former SEC adviser | Apr 4, 2013 | Nov 26, 2013 | no | CUPERTINO, CA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Feb 7, 2007 | Apr 16, 2013 | no | SAN RAMON, CA|SAN RAMON, CA|SAN RAMON, CA|SAN RAMON, CA|SAN RAMON, CA | Previous registration |
| DIANE R. JOHNSON & ASSOCIATES, INC. | n/a | Aug 24, 2004 | Dec 31, 2006 | no | CAMPBELLL, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Dec 3, 2002 | Mar 31, 2003 | no | SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | BLACKHAWK FINANCIAL ADVISORS | Aug 18, 2023 | May 5, 2023 | -105 | Firm change after gap | Ibd to state RIA |
| SSN ADVISORY, INC. | SECURITIES AMERICA ADVISORS, INC. | Sep 18, 2020 | Sep 18, 2020 | 0 | Bulk transfer | Ibd to ibd |
| HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC | SSN ADVISORY, INC. | Nov 26, 2013 | Oct 30, 2013 | -27 | Firm change | Other |
| OSAIC FA, INC. | HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC | Apr 16, 2013 | Apr 4, 2013 | -12 | Firm change | Other |
| DIANE R. JOHNSON & ASSOCIATES, INC. | OSAIC FA, INC. | Dec 31, 2006 | Feb 7, 2007 | 38 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | DIANE R. JOHNSON & ASSOCIATES, INC. | Mar 31, 2003 | Aug 24, 2004 | 512 | Firm change after gap | Other |