DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Diane Robin Johnson

Blackhawk Financial Advisorsstate registeredColumbia, ScIA-onlyIAPD 2941575

Certified Financial Planner

Feed of 09/14/2026

Also filed as Diane Robin Johnson

At current firm

3 y

since May 5, 2023

In the industry

28 y

since Nov 24, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Blackhawk Financial Advisors state registered current
since May 5, 2023 · Columbia, Sc
Securities America Advisors, Inc. former
Sep 18, 2020 to Aug 18, 2023 · Danville, Ca
Ssn Advisory, Inc. former
Oct 30, 2013 to Sep 18, 2020 · Danville, Ca
Householder Group Financial Advisors, LLC former
Apr 4, 2013 to Nov 26, 2013 · Cupertino, Ca
Osaic Fa, Inc. former
Feb 7, 2007 to Apr 16, 2013 · San Ramon, Ca
Diane R. Johnson & Associates, Inc. unclassified
Aug 24, 2004 to Dec 31, 2006 · Campbelll, Ca
Charles Schwab & Co., Inc. national BD
Dec 3, 2002 to Mar 31, 2003 · San Jose, Ca

Moves

a registration end followed by a registration begin elsewhere

Securities America Advisors, Inc. to Blackhawk Financial Advisors
left Aug 18, 2023, registered May 5, 2023 (-105 days) · Affiliated broker-dealer or bank to a state-registered adviser
Ssn Advisory, Inc. to Securities America Advisors, Inc.
left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
Householder Group Financial Advisors, LLC to Ssn Advisory, Inc.
left Nov 26, 2013, registered Oct 30, 2013 (-27 days) · Other
Osaic Fa, Inc. to Householder Group Financial Advisors, LLC
left Apr 16, 2013, registered Apr 4, 2013 (-12 days) · Other
Diane R. Johnson & Associates, Inc. to Osaic Fa, Inc.
left Dec 31, 2006, registered Feb 7, 2007 (38 days) · Other
Charles Schwab & Co., Inc. to Diane R. Johnson & Associates, Inc.
left Mar 31, 2003, registered Aug 24, 2004 (512 days) · Other

Signals

Diane Robin Johnson left Securities America Advisors, Inc. for Blackhawk Financial Advisors (registered 2023-05-05)
Aug 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address