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RIA / WealthAdvisor32 years in industry

MARK HILTON HOOKER

Advisor at WEALTHHARBOR CAPITAL GROUP, LLC

Ocean Springs, MS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHHARBOR CAPITAL GROUP, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 16, 1999
First registration: Mar 8, 2002
Dual registered: no
IAPD individual key: 3244646

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHHARBOR CAPITAL GROUP, LLC	Mixed wealth	Oct 24, 2017	n/a	yes	Ocean Springs, MS	Current employment
FINANCIAL MANAGEMENT SOLUTIONS, LLC	n/a	Jul 5, 2011	Oct 9, 2017	no	OCEAN SPRINGS, MS	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 1, 2004	Apr 13, 2005	no	OCEAN SPRINGS, MS	Previous registration
VESTAX SECURITIES CORPORATION	n/a	Jul 12, 2002	Nov 29, 2002	no	OCEAN SPRINGS, MS	Previous registration
LOCUST STREET SECURITIES, INC.	n/a	Mar 8, 2002	Jan 1, 2004	no	OCEAN SPRINGS, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL MANAGEMENT SOLUTIONS, LLC	WEALTHHARBOR CAPITAL GROUP, LLC	Oct 9, 2017	Oct 24, 2017	15	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	FINANCIAL MANAGEMENT SOLUTIONS, LLC	Apr 13, 2005	Jul 5, 2011	2,274	Firm change after gap	Other
LOCUST STREET SECURITIES, INC.	VESTAX SECURITIES CORPORATION	Jan 1, 2004	Jul 12, 2002	-538	Firm change after gap	Other
VESTAX SECURITIES CORPORATION	VOYA FINANCIAL ADVISORS, INC.	Nov 29, 2002	Jan 1, 2004	398	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132361:118614:MS:2017-10-09	Oct 9, 2017	Oct 24, 2017	OCEAN SPRINGS, MS	Firm change

Relationships

Registered with (5)

→ WEALTHHARBOR CAPITAL GROUP, LLCRegistered adviserregistration: current employment
Oct 24, 2017 to presentfactForm ADV
→ FINANCIAL MANAGEMENT SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jul 5, 2011 to Oct 9, 2017factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 1, 2004 to Apr 13, 2005factForm ADV
→ LOCUST STREET SECURITIES, INC.Registered adviserregistration: previous registration
Mar 8, 2002 to Jan 1, 2004factForm ADV
→ VESTAX SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 12, 2002 to Nov 29, 2002factForm ADV

Dated events

No dated event names this entity yet.