DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAPTRUST
Leawood, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Aug 22, 2022 | n/a | yes | Leawood, KS | Current employment |
| FRONTIER WEALTH MANAGEMENT, LLC | Former SEC adviser | Aug 9, 2013 | Oct 21, 2022 | no | LEAWOOD, KS | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 13, 2012 | Jul 2, 2013 | no | Overland Park, KS | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Nov 8, 2006 | Jan 17, 2012 | no | Prairie Village, KS|Roeland Park, KS|SHAWNEE, KS|KANSAS CITY, KS|Prairie Village, KS|KANSAS CITY, MO|OVERLAND PARK, KS|Kansas City, KS|Overland Park, KS|OVERLAND PARK, KS|KANSAS CITY, MO|KANSAS CITY, KS|Shawnee, KS|Roeland Park, KS|KANSAS CITY, KS|Merriam, KS|Roeland Park, KS|LEAWOOD, KS|BONNER SPRINGS, KS|Kansas City, KS|KANSAS CITY, KS|OLATHE, KS|Olathe, KS | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Sep 6, 2006 | Nov 7, 2006 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FRONTIER WEALTH MANAGEMENT, LLC | Captrust | Oct 21, 2022 | Aug 22, 2022 | -60 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | FRONTIER WEALTH MANAGEMENT, LLC | Jul 2, 2013 | Aug 9, 2013 | 38 | Firm change | Other |
| U.S. BANCORP INVESTMENTS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 17, 2012 | Jan 13, 2012 | -4 | Firm change | Other |
| VOYA FINANCIAL PARTNERS, LLC | U.S. BANCORP INVESTMENTS, INC. | Nov 7, 2006 | Nov 8, 2006 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144344:175112:KS:2022-10-21 | Oct 21, 2022 | Aug 22, 2022 | LEAWOOD, KS | Firm change after gap |