DFX Intelligence
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Reading the graph
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Advisor at C•••• • S••••• C•••••• M••••••••• I•••
NEW YORK, NY | Columbus, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••• • S••••• C•••••• M••••••••• I••• | Asset manager | Nov 27, 2024 | n/a | yes | NEW YORK, NY|Columbus, OH | Current employment |
| H••••••• F•••• | Asset manager | Sep 16, 2016 | Jun 1, 2022 | no | Columbus, OH|WAYNE, PA|Columbus, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H••••••• F•••• | C•••• • S••••• C•••••• M••••••••• I••• | Jun 1, 2022 | Nov 27, 2024 | 910 | Firm change after gap | Other |
| G••••••••• I••••••••• | H••••••• F•••• | Sep 7, 2016 | Sep 16, 2016 |
| G••••••••• I••••••••• | Asset manager | Mar 4, 2014 | Sep 7, 2016 | no | COLUMBUS, OH|NEW YORK, NY | Previous registration |
| V•• K••••• A••••••• I•• | n/a | Jun 1, 2005 | Jun 4, 2010 | no | BEXLEY, OH|HOUSTON, TX|OAKBROOK TERRACE, IL | Previous registration |
| W•••••• • R••• | Former SEC adviser | Nov 5, 2002 | May 15, 2003 | no | INDIANAPOLIS, IN | Previous registration |
| 9 |
| Firm change |
| Other |
| V•• K••••• A••••••• I•• | G••••••••• I••••••••• | Jun 4, 2010 | Mar 4, 2014 | 1,369 | Firm change after gap | Other |
| W•••••• • R••• | V•• K••••• A••••••• I•• | May 15, 2003 | Jun 1, 2005 | 748 | Firm change after gap | Other |