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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

Debra Lou Stein

Advisor at LPL FINANCIAL LLC

LAKE MILLS, WI

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Search this name across graphsid dfx:ria:fbfc0204-3c95-4d33-1180-92085772b900

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Aug 9, 1985
First registration: Dec 17, 2004
Dual registered: yes, broker-dealer
Other names: DEBRA LOU LENIUS
IAPD individual key: 1375270

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 14, 2026	n/a	yes	LAKE MILLS, WI	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Apr 1, 2021	May 1, 2025	no	ROCKVILLE, MD\|Lake Mills, WI\|ROCKVILLE, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Sep 23, 2009	Apr 1, 2021	no	Rockville, MD\|LAKE MILLS, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 17, 2004	Sep 22, 2009	no	LAKE MILLS, WI\|SLINGER, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	LPL FINANCIAL LLC	May 1, 2025	Jan 14, 2026	258	Bulk transfer	Ibd to ibd
H. BECK, INC.	GROVE POINT ADVISORS, LLC	Apr 1, 2021	Apr 1, 2021	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	H. BECK, INC.	Sep 22, 2009	Sep 23, 2009	1	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 17, 2004 to Sep 22, 2009factForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2021 to May 1, 2025factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Sep 23, 2009 to Apr 1, 2021factForm ADV

Dated events

No dated event names this entity yet.