RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L•• S••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 14, 2026 · Lake Mills, Wi
- G•••• P•••• A•••••••• L•• formerApr 1, 2021 to May 1, 2025 · Rockville, Md
- H• B•••• I••• formerSep 23, 2009 to Apr 1, 2021 · Rockville, Md
- L•• F•••••••• L•• BD affiliatedDec 17, 2004 to Sep 22, 2009 · Lake Mills, Wi
- G•••• P•••• A•••••••• L•• to L•• F•••••••• L••left May 1, 2025, registered Jan 14, 2026 (258 days) · corporate re-registration, not a move
- H• B•••• I••• to G•••• P•••• A•••••••• L••left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to H• B•••• I•••left Sep 22, 2009, registered Sep 23, 2009 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address