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Advisor at KS GLOBAL ADVISORS, INC.
SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KS GLOBAL ADVISORS, INC. | State registered | Nov 8, 2006 | n/a | yes | SAN RAFAEL, CA | Current employment |
| THE HEADLANDS GROUP, INC | Former SEC adviser | May 30, 2018 | Nov 1, 2022 | no | LARKSPUR, CA|San Francisco, CA | Previous registration |
| THE HEADLANDS GROUP, INC | Former SEC adviser | May 21, 2012 | Feb 13, 2013 | no | LARKSPUR, CA | Previous registration |
| BME INVESTMENT PARTNERS, LLC | Former SEC adviser | Jun 24, 2009 | Mar 12, 2012 | no | ROSWELL, GA | Previous registration |
| ANIRA ADVISORY GROUP, LLC | n/a | May 13, 2004 | Oct 10, 2005 | no | GREENBRAE, CA | Previous registration |
| THE HEADLANDS GROUP, INC | Former SEC adviser | Mar 30, 1998 | Dec 5, 2006 | no | LARKSPUR, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE HEADLANDS GROUP, INC | n/a | Nov 1, 2022 | n/a | n/a | Departure no registered destination | Departure |
| BME INVESTMENT PARTNERS, LLC | THE HEADLANDS GROUP, INC | Mar 12, 2012 | May 21, 2012 | 70 | Firm change | Other |
| THE HEADLANDS GROUP, INC | ANIRA ADVISORY GROUP, LLC | Dec 5, 2006 | May 13, 2004 | -936 | Firm change after gap | Other |
| ANIRA ADVISORY GROUP, LLC | KS GLOBAL ADVISORS, INC. | Oct 10, 2005 | Nov 8, 2006 | 394 | Firm change | Other |